KNOW LABS, INC.
For the period ended Jun 30, 2025. Filed Aug 5, 2025.
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Jun 30, 2025 · Filed Aug 5, 2025
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ITEM 6. Exhibits
The exhibits required to be filed herewith by Item 601 of Regulation S-K, as described in the following index of exhibits, are attached hereto unless otherwise indicated as being incorporated by reference, as follows:
(a) Exhibits
| Exhibit No. | Description |
| 3.1 | Certificate of Designation of the Series H Convertible Preferred Stock of Know Labs, Inc. (incorporated by reference to Company’s Current Report on Form 8-K, filed June 4, 2025) |
| 3.2 | Certificate of Amendment to the Articles of Incorporation Amendment (incorporated by reference to Company’s Current Report on Form 8-K, filed August 1, 2025) |
| 4.1† | Amendment to Know Labs Inc. 2021 Equity Incentive Plan (incorporated by reference to Company’s Current Report on Form 8-K, filed August 1, 2025) |
| 10.1 | Promissory Note Conversion Agreement between Know Labs, Inc. and J3E2A2Z LP, dated June 2, 2025 (incorporated by reference to Company’s Current Report on Form 8-K, filed June 4, 2025) |
| 10.2 | Securities Purchase Agreement, dated June 5, 2025, by and between the Company and Goldeneye 1995, LLC (incorporated by reference to Company’s Current Report on Form 8-K, filed June 6, 2025) |
| 10.3 | Form of Support Agreement, by and between the Company, Goldeneye 1995, LLC and certain stockholders (incorporated by reference to Company’s Current Report on Form 8-K, filed June 6, 2025) |
| 10.4 | Form of Registration Rights Agreement by and between the Company, Goldeneye 1995, LLC and J.V.B. Financial Group, LLC (incorporated by reference to Company’s Current Report on Form 8-K, filed June 6, 2025) |
| 10.5† | Amendment No. 1 to the Amended Employment Agreement of Ronald Erickson (incorporated by reference to Company’s Current Report on Form 8-K, filed June 6, 2025) |
| 10.6† | Amendment No. 1 to the Employment Agreement of Peter Conley (incorporated by reference to Company’s Current Report on Form 8-K, filed June 6, 2025) |
| 10.7 | Promissory Note, dated July 28, 2025, by and between Know Labs, Inc. and Goldeneye 1995 LLC (incorporated by reference to Company’s Current Report on Form 8-K, filed July 30, 2025). |
| 31.1* | Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2* | Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32.1** | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2** | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS* | Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because iXBRL tags are embedded within the Inline XBRL document). |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Labels Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104* | The Cover Page Interactive Data File, formatted in Inline XBRL (included within the Exhibit 101 attachments) |
- Filed herewith
** Furnished herewith
† Executive compensation plan or arrangement
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