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PALATIN TECHNOLOGIES INC

For the period ended Mar 31, 2025. Filed May 14, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 14, 2025

PTN$6.89-4.7%Stored close · as of Nov 10, 2026

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Item 6. Exhibits

Exhibits filed or furnished with this report:

ExhibitNumberDescriptionFiled HerewithFormFiling DateSECFile No.
3.1Amended and Restated Bylaws of Palatin Technologies, Inc.8-KSeptember 17, 2021001-15543
3.2Restated Certificate of Incorporation of Palatin Technologies, Inc., as amended.10-KSeptember 27, 2013001-15543
3.3Certificate of Amendment to the Restated Certificate of Incorporation of Palatin Technologies, Inc., as amended.8-KAugust 31, 2022001-15543
3.4Certificate of Decrease of Series A Convertible Preferred Stock.10-QMay 16, 2022001-15543
4.1Form of Pre-Funded Common Stock Purchase Warrant.8-KFebruary 10, 2025001-15543
4.2Form of Series E Common Stock Purchase Warrant.8-KFebruary 10, 2025001-15543
10.1Placement Agency Agreement, dated February 6, 2025, between A.G.P./Alliance Global Partners, Laidlaw & Company (UK) Ltd., and Palatin Technologies, Inc.8-KFebruary 10, 2025001-15543
10.2Form of Securities Purchase Agreement, dated February 6, 2025, by and between the Company and the Purchasers named therein.8-KFebruary 10, 2025001-15543
10.3Sales Agreement, dated as of February 11, 2025, by and between Palatin Technologies, Inc. and A.G.P./Alliance Global Partners.8-KFebruary 12, 2025001-15543
31.1Certification of Chief Executive Officer.X
31.2Certification of Chief Financial Officer.X
32.1Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
32.2Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*
101.INSInline XBRL Taxonomy Extension Instance Document (the instance document does not appear on the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).X
101.SCHInline XBRL Taxonomy Extension Schema Document.X
101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.X
101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.X
101.LABInline XBRL Taxonomy Extension Label Linkbase Document.
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.