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TOMI Environmental Solutions Inc

For the period ended Mar 31, 2024. Filed May 15, 2024.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2024 · Filed May 15, 2024

TOMZ$2.63+8.7%Stored close · as of Nov 10, 2026

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Item 5. Other Information

10b5-1 Arrangements

To the best of the Company’s knowledge during the fiscal quarter ended March 31, 2024, no director or officer (as defined in Rule 16a-1(f) of the Securities Exchange Act) of the Company adopted or terminated any Rule 10b5-1 trading arrangements or non-Rule 10b5-1 trading arrangements.

Appointment of Chief Financial Officer

On May 13, 2024, the Board of Directors of the Company appointed Mr. Joseph Frank Rzepka Jr., to serve as the Company’s Chief Financial Officer, effective as of May 14, 2024. Also, effective as of May 14, 2024, Mr. Nick Jennings due to family matters retired as the Chief Financial Officer of the Company. Mr. Jennings will remain on with the company as a part-time consultant and will receive $4,800.00 for 40 hours of work per month.

Mr. Rzepka, age 58, served as the Company’s Vice President Corporate Controller since September 2020. From 2009 to September 2020, Mr. Rzepka was Corporate Controller at AGS, a prominent aviation firm. Prior to that, Mr. Rzepka held various roles, ranging from Staff Accountant to Accounting Manager, within private, non-profit, and public enterprises. Mr. Rzepka brings over two decades of invaluable experience to our company’s executive team. Mr. Rzepka holds a B.A. in Accounting from Bethany College.

Upon the commencement of his employment, Mr. Rzepka will receive an annual salary of $185,000. Mr. Rzepka will be eligible to participate in the Company’s annual bonus program. In addition he will receive an equity grant of 75,000 stock options at the closing price of the Company’s common stock on May 15, 2024.

There are no family relationships between Mr. Rzepka and any director or executive officer of the Company and there are no transactions between Mr. Rzepka and the Company that would be reportable under Item 404(a) of Regulation S-K.

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.