BayFirst Financial Corp.
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
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Item 1A. Risk Factors
In addition to the other information set forth in this report, you should carefully consider the factors discussed under "Part I--Item 1A--Risk Factors" in the Company's Form 10-K/A for the year ended December 31, 2025. There have been no material changes from those risk factors previously disclosed. These factors could materially and adversely affect the Company's business, financial condition, liquidity, results of operations and capital position, and could cause its actual results to differ materially from its historical results or the results contemplated by the forward-looking statements contained in this report.
Unregistered Sales of Equity Securities
Series D Preferred Stock
| Date | Number of Shares | Proceeds | Sales Agent | Commissions | Class of Purchaser | Exemption Claimed |
|---|---|---|---|---|---|---|
| 4/28/2026 | 4,000 | $40,000,000 | Hovde Group, LLC | $2,400,000 | Accredited Investors | Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D |
Series E Convertible Preferred Stock
| Date | Number of Shares | Proceeds | Sales Agent | Commissions | Class of Purchaser | Exemption Claimed |
|---|---|---|---|---|---|---|
| 4/28/2026 | 4,000 | $40,000,000 | Hovde Group, LLC | $2,400,000 | Accredited Investors | Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D |
Issuer Purchases of Equity Securities
None.
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