BayFirst Financial Corp.
For the period ended Mar 31, 2026. Filed May 12, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 12, 2026
BAFN$6.00+4.9%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. Exhibits
(a)Exhibits.
| ExhibitNumber | Exhibit Name |
| *3.1 | Amended and Restated Articles of Incorporation |
| *3.2 | Bylaws |
| *3.3 | Amendment to Bylaws, dated August 22, 2019 |
| *3.4 | Amendment to Articles of Incorporation, dated September 7, 2023 |
| *3.5 | Articles of Amendment to the Amended and Restated Articles of Incorporation - Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series D (Exhibit I-1 to Exhibit 10.1) |
| *3.6 | Articles of Amendment to the Amended and Restated Articles of Incorporation - Mandatorily Convertible Cumulative Perpetual Preferred Stock, Series E (Exhibit I-2 to Exhibit 10.11) |
| *4.1 | Form of common stock certificate |
| *4.2 | Form of Series A Preferred Stock certificate |
| *4.3 | Form of Series B Convertible Preferred Stock certificate |
| *4.4 | Form of Series C Cumulative Convertible Preferred Stock certificate |
| *10.1 | Securities Purchase Agreement, dated April 28, 2026 |
| *10.2 | Form of Registration Rights Agreement (Exhibit A to Exhibit 10.1) |
| *10.3 | Exchange Agreement (Exhibit J to Exhibit 10.1) |
| *10.4 | Employment Agreement with Alfred T. Rogers, Jr. |
| 31.1 | Principal Executive Officer’s Certification required by Rule 13(a)-14(a) - filed herewith |
| 31.2 | Principal Financial Officer’s Certification required by Rule 13(a)-14(a) - filed herewith |
| 32.1 | Principal Executive Officer’s Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - filed herewith |
| 32.2 | Principal Financial Officer’s Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 - filed herewith |
| 101 | Financial information from the Company’s Quarterly Report on Form 10-Q for the quarterly period endedMarch 31, 2026, formatted in iXBRL interactive data files pursuant to Rule 405 of Regulation S-T: (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Income; (iii) Condensed Consolidated Statements of Comprehensive Income; (iv) Condensed Consolidated Statements of Shareholders’ Equity; (v) Condensed Consolidated Statements of Cash Flows; and (vi) Notes to the Condensed Consolidated Financial Statements – filed herewith. |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) |
Incorporated by reference
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