Upstart Holdings, Inc.
For the period ended Mar 31, 2026. Filed May 5, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 5, 2026
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Unregistered Sales of Equity Securities and Use of Proceeds
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIESAND USE OF PROCEEDS
Issuer Purchases of Equity Securities
The following table presents information regarding repurchases of our common stock during the three months ended March 31, 2026:
| Period · Total Number of Shares Purchased(1) · Average Price Paid per Share(2) · Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs · Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs | ||||||
|---|---|---|---|---|---|---|
| (In thousands, except share and per share amounts) | ||||||
| January 1, 2026 through January 31, 2026 | — | $— | — | $222,117 | ||
| February 1, 2026 through February 28, 2026 | 3,193,294 | 31.31 | 3,193,294 | 122,061 | ||
| March 1, 2026 through March 31, 2026 | — | — | — | 122,061 | ||
| Total | 3,193,294 | 3,193,294 | $122,061 | |||
(1) In February 2022, the Board of Directors authorized a share repurchase program to purchase up to $400.0 million of the Company’s common stock. Repurchases under the program may be executed from time to time through open market purchases, in privately negotiated transactions or by other means, including through the use of trading plans intended to qualify under Rule 10b5-1. The repurchase program does not obligate the Company to acquire any particular amount of common stock, has no expiration date, and may be modified, suspended or terminated at any time at the Company’s discretion. See “Note 9. Stockholders' Equity” in Part I, Item 1 of this Quarterly Report on Form 10-Q for details related to the share repurchase program.
(2) Average price paid per share excludes commission costs associated with the repurchases. Amounts presented exclude excise tax accrual.
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