Skip to main content

Venu Holding Corp

Filed Aug 22, 2025.

View on SEC.gov

About this filing

A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.

period unavailable · Filed Aug 22, 2025

VENU$1.30-2.3%Stored close · as of Nov 6, 2026
See the whole filing, with its images and exhibits

Cover page

Show cover page

S-11 forms-1.htm S-1

Asfiled with the Securities and Exchange Commission on August 22,2025

Registration No. 333-

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM S-1

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

(Exact name of registrant as specified in its charter)

Colorado790082-0890721
(State or other jurisdiction of incorporation or organization)(Primary Standard Industrial Classification Code Number)(I.R.S. Employer Identification Number)

1755 Telstar Drive

Suite 501

Colorado Springs, Colorado 80920

(719) 895-5483

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

JW Roth

Chief Executive Officer

1755 Telstar Drive

Suite 501

Colorado Springs, Colorado 80920

(719) 895-5483

(Name, address, including zip code, and telephone number, including area code, of agent for service)

Copies to:

Peter F. Waltz, Esq. Katherine E. Rios, Esq. Dykema Gossett PLLC 111 East Kilbourn Avenue Suite 1050 Milwaukee, Wisconsin 53202 (414) 488-7321Richard A. Friedman, Esq. Stephen A. Cohen, Esq. Michael Blane, Esq. Sheppard, Mullin, Richter & Hampton LLP 30 Rockefeller Plaza New York, New York 10012-0015 (212) 653-8700

**Approximate date of commencement of proposed sale to the public:**As soon as practicable after the effective date of this registration statement.

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer ☐Accelerated filer ☐
Non-accelerated filer ☒Smaller reporting company ☒
Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

The information in this preliminary prospectus is not complete and may be changed. These securities may not be sold until the registration statement filed with the Securities and Exchange Commission is effective. This preliminary prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted.

PRELIMINARY PROSPECTUSSUBJECT TO COMPLETIONDATED AUGUST 22, 2025

1,724,138 ** Shares**

Common Stock

This is a firm commitment public offering of shares of common stock, par value $0.001 (“Common Stock”) of Venu Holding Corporation (the “Company,” “we,” “our,” and “us”) at an assumed public offering price of $17.40, the last reported sales price of our Common Stock on the NYSE American LLC on August 19, 2025. The final public offering price of our shares of Common Stock will be determined through negotiation between us and the underwriter in the offering, and the recent market prices used throughout this prospectus may not be indicative of the final offering price.

Shares of our Common Stock are listed on the NYSE American LLC under the symbol “VENU.” On August 19, 2025, the last reported sales price of our Common Stock was $17.40 per share.

We are an “emerging growth company” under applicable federal securities laws and will be subject to reduced reporting requirements.

Investing in our Common Stock involves a high degree of risk. See the “Risk Factors” section beginning on page 17. Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.

Per ShareTotal
Public offering price$$
Underwriting discount(1)$$
Proceeds to us, before expenses$$
(1)We refer you to “Underwriting” beginning on page 32 for additional information regarding underwriters’ compensation. Excludes fees and expenses payable to the underwriter and other expenses of this offering.

We have granted a 45-day option to the representative of the underwriters to purchase up to an additional 258,621 shares of our Common Stock, solely for the purpose of covering over-allotments, if any.

The underwriter expects to deliver the shares of our Common Stock to purchasers on or about , 2025.

ThinkEquity

The date of this prospectus is , 2025.

TABLE OF CONTENTS

Page
ABOUT THIS PROSPECTUS1
PROSPECTUS SUMMARY2
RISK FACTORS17
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS20
USE OF PROCEEDS21
DIVIDEND POLICY21
CAPITALIZATION22
DILUTION23
PRINCIPAL SHAREHOLDERS24
DESCRIPTION OF CAPITAL STOCK26
SHARES ELIGIBLE FOR FUTURE SALE30
UNDERWRITING32
LEGAL MATTERS40
EXPERTS40
INFORMATION INCORPORATED BY REFERENCE41
WHERE YOU CAN FIND ADDITIONAL INFORMATION41

i

ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.