MOBIX LABS, INC
For the period ended Mar 31, 2025. Filed May 15, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 15, 2025
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Item 5. Other Information
| (c) | During the three months ended March 31, 2025, none of our officers (as defined in Rule 16a-1(f) of the Exchange Act) or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. |
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Amendment No. 1 to the Mobix Labs, Inc. 2023 Equity Incentive Plan
On January 3, 2025, the Company’s Board approved Amendment No. 1 to Mobix Labs, Inc. 2023 Equity Incentive Plan (the “Plan Amendment”) to increase the number of authorized shares of Class A Common Stock (the “Common Stock”) available for issuance under the Plan from 5,000,000 shares of Common Stock to 10,600,000 shares of Common Stock. A copy of the Plan Amendment is filed as Exhibit 10.8 to this Quarterly Report on Form 10-Q, and this description is qualified in its entirety by reference to the full text of the exhibit.
Equity Grants Issued Outside of the 2023 Equity Incentive Plan
On April 10, 2025, the Company granted 50,000 Restricted Stock Units (“RSUs”) to each of David Aldrich, Kurt Busch, and William Carpou outside of the Company’s 2023 Equity Incentive Plan, in accordance with the approval granted by the stockholders of the Company at its Special Meeting of Stockholders held January 3, 2025 (the “Special Meeting”). A copy of each RSU agreement is filed as Exhibit 10.3, Exhibit 10.4, and Exhibit 10.5 to this Quarterly Report on Form 10-Q, and this description is qualified in its entirety by reference to the full text of each exhibit.
On April 11, 2025, the Company granted 1,050,000 RSUs to each of James Peterson and Frederick Goerner outside of the Company’s 2023 Equity Incentive Plan, in accordance with the approval granted by the stockholders of the Company at its Special Meeting. A copy of each Amended and Restated RSU agreement is filed as Exhibit 10.1 and Exhibit 10.2, to this Quarterly Report on Form 10-Q, and this description is qualified in its entirety by reference to the full text of each exhibit.
On May 5, 2025, the Company granted 2,550,000 Restricted Stock Awards of Class A Common Stock (“RSAs”) to each of Keyvan Samini and Fabian Battaglia outside of the Company’s 2023 Equity Incentive Plan, in accordance with the approval granted by the stockholders of the Company at its Special Meeting. A copy of each RSA agreement is filed as Exhibit 10.6 and Exhibit 10.7 to this Quarterly Report on Form 10-Q, and this description is qualified in its entirety by reference to the full text of each exhibit.
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