CEMTREX INC
For the period ended Mar 31, 2025. Filed May 15, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 15, 2025
CETX$0.62-2.0%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit | Incorporated by | Filed or Furnished | ||
| Number | Exhibit Description | Reference Form | Filing Date | Herewith |
| 2.1 | Stock Purchase Agreement, dated December 15, 2015 | Form 8-K/A | 9/26/2016 | |
| 3.1 | Certificate of Incorporation filed with the State of Delaware. | Form 10-12G | 5/22/2008 | |
| 3.2 | Bylaws | Form 10-12G | 5/22/2008 | |
| 3.3 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.4 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.5 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.6 | Amendment to Certificate of Incorporation | Form 10-12G | 5/22/2008 | |
| 3.7 | Amendment to Certificate of Incorporation | Form 8-K | 8/22/2016 | |
| 3.8 | Certificate of Designation of the Series A Preferred Shares | Form 8-K | 9/10/2009 | |
| 3.9 | Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 1/24/2017 | |
| 3.10 | Amendment to Certificate of Incorporation | Form 8-K | 9/8/2017 | |
| 3.11 | Certificate of Correction to the Certificate of Amendment | Form 8-K | 6/12/2019 | |
| 3.12 | Amended Certificate of Designation of the Series 1 Preferred Shares | Form 8-K | 4/1/2020 | |
| 3.14 | Certificate of Correction to the Certificate of Amendment | Form 10-Q | 5/28/2021 | |
| 3.15 | Amendment to Certificate of Incorporation | Form 8-K | 1/20/2023 | |
| 3.16 | Amendment to Certificate of Incorporation | Form 8-K | 8/2/2024 | |
| 4.1 | Form of Subscription Rights Certificate | Form S-1 | 8/29/2016 | |
| 4.2 | Form of Series 1 Preferred Stock Certificate | Form S-1/A | 11/23/2016 | |
| 4.3 | Form of Series 1 Warrant | Form S-1/A | 12/7/2016 | |
| 4.4 | Form of Common Stock Purchase Warrant | Form 8-K | 3/22/2019 | |
| 4.5 | Form of Prefunded Warrant | Form 8-K | 5/3/2024 | |
| 4.6 | Form of Series A Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 4.7 | Form of Series B Common Stock Purchase Warrant | Form 8-K | 5/3/2024 | |
| 5.1 | Opinion of the Doney Law Firm | Form S-1/A | 4/30/2024 | |
| 10.1 | Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 3, 2023 | Form 10-Q | 5/11/2023 | |
| 10.2 | Amendment to Loan Documents Between Advanced Industrial Services, Inc. and Fulton Bank, N.A. | Form 10-Q | 5/11/2023 | |
| 10.3 | Amendment to Promissory Note Between Cemtrex, Inc. and Streeterville Capital, LL | Form 10-Q | 5/11/2023 | |
| 10.4 | Securities Purchase Agreement dated June 1, 2020 | Form 8-K | 6/4/2020 | |
| 10.5 | Securities Purchase Agreement dated June 9, 2020 | Form 8-K | 6/12/2020 | |
| 10.6 | Settlement Agreement and Release between Cemtrex, Inc. and Aron Govil dated February 26, 2021 | Form 8-K | 2/26/2021 | |
| 10.7 | Securities Purchase Agreement dated February 22, 2022 | Form 10-Q | 5/16/2022 | |
| 10.8 | Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022 | Form 10-Q | 5/16/2022 | |
| 10.9 | Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 | Form 8-K | 11/29/2022 | |
| 10.10 | Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 | Form 8-K | 11/29/2022 | |
| 10.11 | Simple Agreement for Future Equity (SAFE) between Cemtrex, Inc. and Saagar Govil, dated November 18, 2022 | Form 8-K | 11/29/2022 | |
| 10.12 | 2020 Equity Compensation Plan | Form S-8 | 8/17/2020 | |
| 10.13 | Asset Purchase Agreement, dated as of June 7, 2023 | Form 8-K | 12/6/2023 | |
| 10.14 | Form of Lock-Up Agreement | Form S-1/A | 4/30/2024 | |
| 10.15 | Note Purchase Agreement between Cemtrex Inc. and Streeterville Capital, LLC, dated September 30, 2021 | Form S-1/A | 4/30/2024 | |
| 10.16 | Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated September 14, 2022 | Form S-1/A | 4/30/2024 | |
| 10.17 | Amendment to Promissory Note between Cemtrex Inc. and Streeterville Capital, LLC, dated August 30, 2023 | Form S-1/A | 4/30/2024 | |
| 10.18 | Form of Underwriting Agreement | Form 8-K | 5/3/2024 | |
| 10.19 | Standstill Agreement, dated April 30, 2024 | Form 8-K | 5/1/2024 | |
| 31.1 | Certification of Chief Executive Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 31.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer as required by Rule 13a-14 or 15d-14 of the Exchange Act, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||
| 32.1 | Certification of Chief Executive Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 32.2 | Certification of Interim Chief Financial Officer and Principal Financial Officer Pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act 0f of 2002. | X | ||
| 101.INS | Inline XBRL Instance Document | X | ||
| 101.SCH | Inline XBRL Taxonomy Extension Schema | X | ||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase | X | ||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase | X | ||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase | X | ||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase | X | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | X | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.