NOMAD POWER SOLUTIONS, INC.
Filed Apr 4, 2025.
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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Apr 4, 2025
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S-11 forms-1.htm
As filed with the Securities and Exchange Commission on April 4, 2025.
Registration No. 333-_____
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 100 | 20-2903526 |
|---|---|---|
| (State or other jurisdiction of incorporation or organization) | (Primary standard industrial classification code number) | (I.R.S. employer identification number) |
680 East Colorado Boulevard, Suite 180
Pasadena, CA 91101
(631) 830-7092
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Bastiaan van der Baan
Chief Executive Officer
680 East Colorado Boulevard, Suite 180
Pasadena, CA 91101
(631) 830-7092
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
David L. Ficksman, Esq. TroyGould PC 1801 Century Park East, 16th Floor Los Angeles, CA 90067 Tel: (310) 789-1290
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company”, and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
|---|---|---|---|
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☐ | ||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted.
The information in this prospectus is not complete and may be changed. The securities may not be sold until the registration statement filed with the SEC is declared effective. This prospectus is not an offer to sell these securities and it is not soliciting an offer to buy these securities in any state where the offer or sale is not permitted.
Subject to Completion, dated April __, 2025
PRELIMINARY PROSPECTUS
467,393 Shares of Common Stock
434,784 Shares of Common Stock Issuable Upon the Exercise of Outstanding 2025 Warrants
32,609 Shares of Common Stock Issuable Upon the Exercise of 2025 Placement Agent Warrants
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
Pursuant to this prospectus, the selling stockholders identified herein are offering on a resale basis 467,393 shares of our common stock, par value $0.0001 per share, issuable upon exercise of certain common stock warrants (the “2025 Warrants” and the “2025 Placement Agent Warrants”, as defined below). We issued the 2025 Warrants in an exempt private offering (the “Private Placement”) pursuant to a securities purchase agreement, dated February 11, 2025 (the “Purchase Agreement”) with the selling stockholders. We will not receive any of the proceeds from the sale by the selling stockholders of the common stock. However, upon exercise of the 2025 Warrants or the 2025 Placement Agent Warrants by payments of cash, we will receive the respective aggregate exercise prices.
The selling stockholders may sell or otherwise dispose of the common stock covered by this prospectus in a number of different ways and at varying prices. We provide more information about how the selling stockholders may sell or otherwise dispose of the common stock covered by this prospectus in the section entitled “Plan of Distribution”. Discounts, concessions, commissions and similar selling expenses attributable to the sale of common stock covered by this prospectus will be borne by the selling stockholders. We will pay all expenses (other than discounts, concessions, commissions and similar selling expenses) relating to the registration of the common stock with the Securities and Exchange Commission.
You should carefully read this prospectus, together with the documents we incorporate by reference, before you invest in our common stock.
Our common stock is listed on The Nasdaq Capital Market under the symbol “LIXT”. On April 2, 2025, the last reported sale price for our common stock was $1.22 per share.
Investing in common stock involves risk. Please read carefully the section entitled“Risk Factors”beginning on page 13 of this prospectus or incorporated by reference.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus is April __, 2025.
TABLE OF CONTENTS
| Page No. | |
|---|---|
| ABOUT THIS PROSPECTUS | 1 |
| PROSPECTUS SUMMARY | 2 |
| THE OFFERING | 12 |
| RISK FACTORS | 13 |
| CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS | 19 |
| USE OF PROCEEDS | 22 |
| CAPITALIZATION | 22 |
| SELECTED HISTORICAL FINANCIAL DATA | 23 |
| DESCRIPTION OF SECURITIES | 24 |
| PLAN OF DISTRIBUTION | 29 |
| LEGAL MATTERS | 30 |
| EXPERTS | 30 |
| INCORPORATION OF CERTAIN INFORMATION BY REFERENCE | 31 |
| WHERE YOU CAN FIND MORE INFORMATION | 31 |
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