Kraig Biocraft Laboratories, Inc.
For the period ended Dec 31, 2024. Filed Mar 28, 2025.
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FY2024 · Filed Mar 28, 2025
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Item 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
(a)
| 1. | The financial statements listed in the “Index to Financial Statements” at page F-1 are filed as part of this report. The financial statements listed in the “Index to Financial Statements” at page F-1 are filed as part of this report. |
| 2. | Financial statement schedules are omitted because they are not applicable, or the required information is shown in the financial statements or notes thereto. |
| 3. | Exhibits included or incorporated herein: see index to Exhibits. |
(b) Exhibits
| EXHIBIT NUMBER | DESCRIPTION |
| 3.1 | Articles of Incorporation (1) |
| 3.2 | Articles of Amendment (3) |
| 3.3 | Articles of Amendment, filed with the Wyoming Secretary of State on November 15, 2013 (6) |
| 3.4 | Articles of Amendment, filed with the Wyoming Secretary of State on December 17, 2013 (7) |
| 3.5 | By-Laws (1) |
| 4.1 | Form of Warrant issued Mr. Jonathan R. Rice (14) |
| 4.2 | Description of Securities (20) |
| 4.3 | Form of Warrant dated March 25, 2021 (18) |
| 4.4 | Form of Warrant dated January 18, 2022 (19) |
| 10.1 | Employment Agreement, dated November 10, 2010, by and between Kraig Biocraft Laboratories, Inc. and Kim Thompson (8) |
| 10.2 | Addendum to the Founder’s Stock Purchase and Intellectual Property Transfer Agreement, dated December 26, 2006, and the Founder’s Stock Purchase and Intellectual Property Transfer Agreement dated April 26, 2006 (3) |
| 10.3 | Intellectual Property/Collaborative Research Agreement dated March 20, 2010, by and between Kraig Biocraft Laboratories and The University of Notre Dame du Lac. (2) |
| 10.4 | License Agreement dated October 28, 2011, between the Company and University of Notre Dame du Lac. (12) |
| 10.5 | Intellectual Property / Collaborative Research Agreement dated June 6, 2012, between the Company and University of Notre Dame du Lac. (12) |
| 10.6 | Employment Agreement, dated January 19, 2015, between the Company and Mr. Jonathan R. Rice (11) |
| 10.7 | Intellectual Property and Collaborative Research Agreements dated March 4, 2015, between the Company and University of Notre Dame du Lac. (15) |
| 10.8 | 2019 Employee Stock Option Plan (16) |
| 10.8 | Strategic Partnership Agreement (portions of the exhibit have been omitted because they are (i) not material and (ii) would likely cause competitive harm to the Registrant if publicly disclosed) (17) |
| 10.10 | Amendment (portions of the exhibit have been omitted because they are (i) not material and (ii) would likely cause competitive harm to the Registrant if publicly disclosed) (17) |
| 10.11 | Form of Registration Rights Agreement dated March 25, 2021. (18) |
| 10.12 | Form of Amended and Restated Security Agreement dated January 18, 2022 (19) |
| 10.13 | Form of Registration Rights Agreement dated January 18, 2022 (19) |
| 10.14 | Standby Equity Purchase Agreement dated as of January 21, 2025, by and between the Company and YA II PN, LTD. (23) |
| 14.1 | Code of Business Conduct and Ethics (13) |
| 19.1 | Insider Trading Policy (21) |
| 21.1 | Subsidiaries (22) |
| 31.1 | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer. * |
| 31.2 | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer. * |
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. + |
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. + |
| 101.INS* | Inline XBRL Instance Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Labels Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101). |
- Filed herewith
- Furnished and not filed
(1) Incorporated by reference to our Registration Statement on Form SB-2 (Reg. No. 333-146316) filed with the SEC on September 26, 2007.
(2) Incorporated by reference to our annual report on Form 10-K for the year ended December 31, 2009, filed with the SEC on April 15, 2010.
(3) Incorporated by reference to our Registration Statement on Form S-1 (Reg. No. 333-162316) filed with the SEC on October 2, 2009.
(4) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on June 29, 2011.
(5) Incorporated by reference to our Quarterly Report on Form 10-Q filed with the SEC on May 15, 2013.
(6) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on November 22, 2013.
(7) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on December 19, 2013.
(8) Incorporated by reference to our Registration Statement on Form S-1 (Reg. No. 333-175936) filed with the SEC on August 1, 2011.
(9) Incorporated by reference to our Registration Statement on Form S-1 (Reg. No. 333-199820) filed with the SEC on November 3, 2014.
(10) Incorporated by reference to our Amendment No. 1 to Registration Statement on Form S-1/A (Reg. No. 333-199820) filed with the SEC on January 7, 2015.
(11) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on January 21, 2015.
(12) Incorporated by reference to our Amendment No. 2 to Registration Statement on Form S-1/A (Reg. No. 333-199820) filed with the SEC on January 30, 2015.
(13) Incorporated by reference to Exhibit 14.1 to our Annual Report on Form 10-KSB for the year ended December 31, 2007, filed with the SEC on March 26, 2008.
(14) Incorporated by reference to Exhibit 4.1 to the Annual Report on Form 10-K filed on March 31, 2015
(15) Incorporated by reference to Exhibit 10.15 to the Annual Report on Form 10-K filed on March 31, 2015
(16) Incorporated by reference to Exhibit 10.16 to the Annual Report on Form 10-K filed on March 27, 2020
(17) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on January 26, 2021.
(18) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on March 26, 2021.
(19) Incorporated by reference to our Current Report on Form 8-K filed with the SEC on January 20, 2022.
(20) Incorporated by reference to Exhibit 4.2 to the Annual Report on Form 10-K filed on April 1, 2024.
(21) Incorporated by reference to Exhibit 14.1 to the Annual Report on Form 10-K filed on April 1, 2024.
(22) Incorporated by reference to Exhibit 21.1 to the Annual Report on Form 10-K filed on April 1, 2024.
(23) Incorporated by reference to Exhibit 10.1 our Current Report on Form 8-K filed with the SEC on January 21, 2025.
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