SolarMax Technology, Inc.
For the period ended Dec 31, 2024. Filed Mar 31, 2025.
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A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Mar 31, 2025
SMXT$4.43+9.4%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 15. Exhibits, Financial Statement Schedules
Financial Statements begin on Page F-1
Exhibits
| Exhibit number | Description |
| 3.1 | Amended and Restated Articles of Incorporation, as amended.1 |
| 3.2 | Amended and Restated Bylaws.1 |
| 4.1 | Description of Securities of the Registrant3 |
| 10.1 | Employment agreement dated October 7, 2016 between the Company and David Hsu.1† |
| 10.2 | Form of restricted stock agreement.1† |
| 10.3 | 2016 Long-term incentive plan. 1† |
| 10.4 | Loan agreement dated August 26, 2014, between Clean Energy Funding II, LP and SolarMax LED, Inc.1 |
| 10.5 | Loan agreement dated January 3, 2012, between Clean Energy Funding, LP ("CEF”) and SolarMax Renewable Energy Provider, Inc. ("SREP”)1 |
| 10.6 | Lease agreement dated October 13, 2022 between the Company and 3080 12th Street, LLC.1 |
| 10.7 | Client Service Agreement dated October 14, 2019 between SolarMax Renewable Energy Provider, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 |
| 10.8 | Client Service Agreement dated October 14, 2019 between SMX Capital, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 |
| 10.9 | Client Service Agreement dated October 14, 2019 between SolarMax LED, Inc. and Insperity PEO Services, L.P. and Client Service Agreement Terms & Conditions1 |
| 10.10 | Promissory note dated October 24, 2019 payable to SMX Property, LLC1 |
| 10.11 | Form of exchange agreement among CEF, SREP, the issuer and the limited partners of CEF1 |
| 10.12 | Form of 4% secured subordinated convertible note issued by the Company and SREP to limited partners of CEF pursuant to the exchange agreement (Exhibit 10.1)1 |
| 10.13 | Form of exchange agreement among CEF II, LED, the Company and the limited partners of CEF II3 |
| 10.14 | Form of 4% secured subordinated convertible note issued by the Company and LED to limited partners of CEFII pursuant to the exchange agreement (Exhibit 10.13)3 |
| 10.15 | Exchange agreement dated March 27, 2019 between and Company and David Hsu1 |
| 10.16 | Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $944,076.88.1 |
| 10.17 | Promissory note dated October 10, 2022 issued by the Company to SMX Property, LLC. For $414,580.65.1 |
| 10.18 | Letter agreement dated March 27, 2025 between the Company and David Hsu deferring payment of deferred compensation3. |
| 10.19 | Form of stock purchase used in March 2025 stock placement3. |
| 14.1 | Code of Ethics2 |
| 19.1 | Insider Trading Policy2 |
| 21.1 | List of Subsidiaries.3 |
| 31.1 | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 20023. |
| 31.2 | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.3 |
| 32.1 | Section 1350 Certification of the Chief Executive Officer and Chief Financial Officer.4 |
| 97.1 | Executive Compensation Clawback Policy2 |
| 101.INS | Inline XBRL Instance Document.3 |
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document.3 |
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document.3 |
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document.3 |
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document.3 |
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document.3 |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) 3 |
| 1 | Filed as an exhibit to the Company’s registration statement on Form S-1, File No. 333-266206 and incorporated herein by reference. |
| 2 | Filed as an exhibit to the Company’s Form 10-K for the year ended December 31, 2023 which was filed with the SEC on April 14, 2024 and incorporated herein by reference. |
| 3 | Filed herewith |
| 4 | Furnished herewith |
| † | Compensatory plan or arrangement. |
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