Snowflake Inc
For the period ended Jan 31, 2024. Filed Mar 26, 2024.
View on SEC.govAbout this filing
A company's yearly report to the SEC, with audited financial statements. It is the fullest account a company gives of its business, its finances and the risks it sees.
FY2024 · Filed Mar 26, 2024
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
ITEM 15. Exhibits and Financial Statement Schedules
ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES
The following documents are filed as part of this Annual Report on Form 10-K:
a. Consolidated Financial Statements
The consolidated financial statements are filed as part of this Annual Report on Form 10-K under “Item 8. Financial Statements and Supplementary Data.”
b. Financial Statement Schedules
The financial statement schedules are omitted because they are either not applicable or the information required is presented in the financial statements and notes thereto under “Item 8. Financial Statements and Supplementary Data.”
c. Exhibits
The exhibits listed in the following Exhibit Index are filed, furnished, or incorporated by reference as part of this Annual Report on Form 10-K.
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of Snowflake Inc. | 8-K | 001-39504 | 3.1 | 9/18/2020 | |
| 3.2 | Amended and Restated Bylaws of Snowflake Inc. | 8-K | 001-39504 | 3.1 | 11/29/2023 | |
| 3.3 | Certificate of Retirement. | 8-K | 001-39504 | 3.1 | 3/3/2021 | |
| 4.1 | Form of Class A Common Stock Certificate. | S-1/A | 333-248280 | 4.1 | 9/8/2020 | |
| 4.2 | Description of Securities. | 10-K | 001-39504 | 4.3 | 3/30/2022 | |
| 10.1 | Snowflake Inc. 2012 Equity Incentive Plan. | S-1 | 333-248280 | 10.3 | 8/24/2020 | |
| 10.2 | Forms of Option Agreement, Stock Option Grant Notice, and Notice of Exercise under 2012 Equity Incentive Plan. | S-1 | 333-248280 | 10.4 | 8/24/2020 | |
| 10.3 | Forms of Restricted Stock Unit Grant Notice and Restricted Stock Unit Award Agreement under 2012 Equity Incentive Plan. | S-1 | 333-248280 | 10.5 | 8/24/2020 | |
| 10.4 | Snowflake Inc. 2020 Equity Incentive Plan. | S-1/A | 333-248280 | 10.6 | 9/8/2020 | |
| 10.5 | Forms of Notice of Stock Option Grant, Global Stock Option Agreement, and Exercise Notice under 2020 Equity Incentive Plan. | X | ||||
| 10.6 | Form of Restricted Stock Unit Award Agreement under 2020 Equity Incentive Plan. | X | ||||
| 10.7 | Snowflake Inc. 2020 Employee Stock Purchase Plan. | S-1/A | 333-248280 | 10.9 | 9/8/2020 | |
| 10.8 | Form of Indemnification Agreement entered into by and between Snowflake and each director and executive officer. | S-1 | 333-248280 | 10.10 | 8/24/2020 | |
| 10.9 | Amended and Restated Offer Letter by and between Snowflake Inc. and Sridhar Ramaswamy, dated February 27, 2024. | 8-K | 001-39504 | 10.1 | 2/28/2024 | |
| 10.10 | Confirmatory Offer Letter by and between Snowflake Inc. and Frank Slootman, dated August 23, 2023. | 8-K | 001-39504 | 10.1 | 8/23/2023 | |
| 10.11 | Confirmatory Offer Letter by and between Snowflake Inc. and Michael P. Scarpelli, dated August 23, 2023. | 8-K | 001-39504 | 10.2 | 8/23/2023 | |
| 10.12 | Confirmatory Offer Letter by and between Snowflake Inc. and Christopher W. Degnan, dated August 23, 2023. | 8-K | 001-39504 | 10.3 | 8/23/2023 | |
| 10.13 | Confirmatory Offer Letter by and between Snowflake Inc. and Benoit Dageville, dated August 23, 2023. | 8-K | 001-39504 | 10.4 | 8/23/2023 | |
| 10.14 | Confirmatory Offer Letter by and between Snowflake Inc. and Grzegorz Czajkowski, dated August 23, 2023. | 8-K | 001-39504 | 10.5 | 8/23/2023 | |
| 10.15 | Confirmatory Offer Letter by and between Snowflake Inc. and Christian Kleinerman, dated August 23, 2023. | 8-K | 001-39504 | 10.6 | 8/23/2023 | |
| 10.16 | Severance and Change in Control Plan and related participation agreement. | 8-K | 001-39504 | 10.7 | 8/23/2023 | |
| 10.17 | Amended and Restated Non-Employee Director Compensation Policy. | X | ||||
| 10.18 | Advisor Agreement, between Snowflake Inc. and Carl Eschenbach, dated April 5, 2023. | 8-K | 001-39504 | 99.2 | 4/7/2023 | |
| 10.19 | Cash Incentive Bonus Plan. | S-1 | 333-248280 | 10.19 | 8/24/2020 | |
| 21.1 | List of Subsidiaries of Snowflake Inc. | X | ||||
| 23.1 | Consent of PricewaterhouseCoopers LLP, independent registered public accounting firm. | X | ||||
| 24.1 | Power of Attorney (included on signature page). | X | ||||
| 31.1 | Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) or 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) or 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.1* | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 32.2* | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | X | ||||
| 97.1 | Incentive Compensation Recoupment Policy. | X | ||||
| 101 | The following financial information from Snowflake Inc.’s Annual Report on Form 10-K for the fiscal year ended January 31, 2024 formatted in Inline XBRL (Extensible Business Reporting Language) includes: (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of Operations, (iii) the Consolidated Statements of Comprehensive Loss, (iv) the Consolidated Statements of Stockholders’ Equity, (v) the Consolidated Statements of Cash Flows, and (vi) Notes to the Consolidated Financial Statements. | X | ||||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibits 101). | X | ||||
- The certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Annual Report on Form 10-K and are not deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall they be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, irrespective of any general incorporation language contained in such filing.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.