Health Catalyst Inc
For the period ended Mar 31, 2024. Filed May 10, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 10, 2024
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Item 5. Other Information
(a) None.
(b) None.
(c) During the three months ended March 31, 2024, the following directors or officers of the Company adopted a “Rule 10b5-1 trading arrangement”, as defined in Item 408(a) of Regulation S-K:
| Name and Title | Type of Trading Arrangement | Date Adopted | Expiration Date | Duration(1) | Total Shares to be Sold |
|---|---|---|---|---|---|
| Daniel Burton, Chief Executive Officer | Rule 10b5-1 Trading Arrangement | 3/2/2024 | 5/30/2025 | 455 days | Indeterminable(2) |
| Jason Alger, Chief Financial Officer | Rule 10b5-1 Trading Arrangement | 3/13/2024 | 3/10/2025 | 363 days | Indeterminable(2) |
| Kevin Freeman, Chief Commercial Officer | Rule 10b5-1 Trading Arrangement | 3/12/2024 | 12/31/2024 | 200 days | Indeterminable(2) |
| Benjamin Landry, General Counsel | Rule 10b5-1 Trading Arrangement | 3/1/2024 | 3/31/2025 | 268 days | Indeterminable(2) |
| Dan LeSueur, Chief Operating Officer | Rule 10b5-1 Trading Arrangement | 3/7/2024 | 5/31/2025 | 307 days | Indeterminable(2) |
| Linda Llewelyn, Chief People Officer | Rule 10b5-1 Trading Arrangement | 3/12/2024 | 8/31/2025 | 367 days | Indeterminable(2) |
(1)Each Rule 10b5-1 trading arrangement permits transactions through and including the earlier to occur of (a) completion of all sales or (b) the expiration date listed in the table.
(2)Each 10b5-1 trading arrangement provides for the sale of net vested shares from certain performance restricted stock unit (PRSU) awards and certain restricted stock unit (RSU) awards as well as the net number of shares resulting from purchases under the Company’s Employee Stock Purchase Plan (ESPP), as applicable. The number of shares to be sold pursuant to each Rule 10b5-1 trading arrangement is indeterminable (a) with respect to the PRSU awards, as such number is subject to the level of achievement of each performance goal contained within such PRSU awards as well as the number of shares that will be surrendered to the Company or automatically sold to satisfy applicable tax withholding obligations upon vesting of the PRSU awards, which will vary based on the market price of our common stock at the time of vesting; (b) with respect to the RSU awards, as such number is subject to the number of shares that will be surrendered to the Company or automatically sold to satisfy applicable tax withholding obligations upon vesting of the RSU awards, which will vary based on the market price of our common stock at the time of vesting; and (c) with respect to the ESPP, as such number will vary based on the market price of our common stock at the time of the acquisition of shares under the ESPP.
There were no “non-Rule 10b5-1 trading arrangements,” as defined in Item 408(c) of Regulation S-K, adopted, terminated, or modified by our directors or officers during the three months ended December 31, 2023.
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