Elmet Group Co.
For the period ended Oct 2, 2026. Filed Nov 9, 2026.
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Oct 2, 2026 · Filed Nov 9, 2026
ELMT$21.99+12.1%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The following is a complete list of exhibits filed or furnished, as applicable, as part of this Form 10-Q. Exhibit numbers correspond to the numbers in the Exhibit Table of Item 601 of Regulation S-K.
| Exhibit | Description |
| 2.1+# | Asset Purchase Agreement, dated September 3, 2026, by and between Elmet Technologies LLC and OSRAM GmbH (incorporated by reference to Exhibit 2.1 of the Company’s Current report on Form 8-K, filed with the SEC on September 8, 2026). |
| 3.1* | Second Amended and Restated Certificate of Incorporation of The Elmet Group Co. |
| 3.2 | Amended and Restated Bylaws of The Elmet Group Co. (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K, filed with the SEC on April 24, 2026). |
| 4.1 | Penny Warrant (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 4.2 | Strike Price Warrant (incorporated by reference to Exhibit 4.2 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 4.3 | Restricted Entity Compliance Plan (incorporated by reference to Exhibit 4.3 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 4.4 | Common Stock Purchase Warrant (incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K, filed with the SEC on September 22, 2026). |
| 10.1+†# | Investment Agreement, dated September 11, 2026, by and between The Elmet Group Co. and the United States Department of War (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.2+ | Registration Rights Agreement, dated September 14, 2026, by and between The Elmet Group Co. and the United States Department of War (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.3+†# | Investor Rights Agreement, dated September 14, 2026, by and between The Elmet Group Co. and the United States Department of War (incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.4† | Binding Letter Agreement, dated September 11, 2026, by and among The Elmet Group Co., Blue Moon Metals Inc., Blue Moon (Springer) Inc. and EQ Resources Limited (incorporated by reference to Exhibit 10.4 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.5+† | DLA Offtake Agreement, dated September 11, 2026, by and between The Elmet Group Co. and The Defense Logistics Agency (incorporated by reference to Exhibit 10.5 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.6 | Supplemental Market Capitalization Cash Bonus Award Agreement, dated September 9, 2026, by and between The Elmet Group Co. and Scott Knoll (incorporated by reference to Exhibit 10.6 of the Company’s Current Report on Form 8-K, filed with the SEC on September 14, 2026). |
| 10.7+ | Warrant Purchase Agreement, dated September 21, 2026, by and between The Elmet Group Co. and Blue Moon Metals Inc. (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, filed with the SEC on September 22, 2026). |
| 10.8+†# | Share Purchase Agreement, dated September 24, 2026, by and between The Elmet Group Co. and Masan Horizon Company Limited (incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, filed with the SEC on September 24, 2026). |
| 10.9† | Shareholders’ Agreement, dated September 24, 2026, by and between The Elmet Group Co. and Masan Horizon Company Limited (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K, filed with the SEC on September 24, 2026). |
| 31.1* | Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2* | Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|---|---|
| 32.1** | Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 32.2** | Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104* | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
| * | Filed herewith. |
|---|---|
| ** | Furnished herewith. |
| + | Certain portions of this exhibit (indicated by “[*]”) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. |
| † | Certain portions of this exhibit (indicated by “[**]”) have been omitted pursuant to Item 601(b)(10)(iv). The Company hereby agrees to furnish supplementally an unredacted copy of the exhibit to the SEC upon its request. |
| # | Certain annexes, schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted attachment to the SEC on a confidential basis upon request. |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: November 9, 2026 | THE ELMET GROUP CO. | |
|---|---|---|
| By: | /s/ Peter V. Anania | |
| Peter V. Anania | ||
| Chief Executive Officer and Chairman | ||
| By: | /s/ Michael Lee | |
| Michael Lee | ||
| Chief Financial Officer | ||
| (Principal Financial Officer and Principal Accounting Officer) | ||
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