QUANTUM CORP /DE/
For the period ended Sep 30, 2026. Filed Nov 9, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 9, 2026
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Item 6. Exhibits
The exhibits required to be filed or furnished as part of this Quarterly Report are listed below. Notwithstanding any language to the contrary, exhibits 32.1 and 32.2 shall not be deemed to be filed as part of this Quarterly Report for purposes of Section 18 of the Exchange Act or deemed to be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933, except to the extent that the Company specifically incorporates it by reference.
| Incorporated by Reference | |||||
|---|---|---|---|---|---|
| ExhibitNumber | Exhibit Description | Form | Filing Date | Exhibit | Filed or Furnished Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of the Company, as amended through August 26, 2024 | S-1 | 01/27/25 | 3.1 | |
| 3.2 | Amended and Restated Bylaws of the Company, as amended through June 12, 2025 | 8-K | 06/18/25 | 3.1 | |
| 10.1# | Offer Letter dated August 6, 2026 by and between the Company and Hiral A. Patel. | 8-K | 09/01/26 | 10.1 | |
| 10.2# | Quantum Corporation 2023 Long-Term Incentive Plan, as amended and restated through July 21, 2026. | S-8 | 09/25/26 | 99.1 | |
| 10.3# | Offer Letter dated September 24, 2026 by and between the Company and James C. Clancy. | 8-K | 09/28/26 | 10.1 | |
| 31.1 | Certification of the Principal Executive Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002 | X | |||
| 31.2 | Certification of the Principal Financial Officer pursuant to Section 302(a) of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.1 | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 32.2 | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002 | X | |||
| 101.INS | XBRL Instance Document | X | |||
| Incorporated by Reference | |||||
| ExhibitNumber | Exhibit Description | Form | Filing Date | Exhibit | Filed or Furnished Herewith |
| 101.SCH | XBRL Taxonomy Extension Schema Document | X | |||
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | X | |||
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | X | |||
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | X | |||
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | X | |||
| 104 | Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) | X | |||
- Schedules and attachments have been omitted pursuant to Item 601(b)(2) of Regulation S-K. The registrant hereby undertakes to furnish supplemental copies of any of the omitted schedules and attachments upon request by the Securities and Exchange Commission.
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