AlTi Global, Inc.

Evaluation of Disclosure Controls and Procedures

Under the supervision and with the participation of our management, including our Chief Executive Officer and Chief Financial Officer, we conducted an evaluation of the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Securities Exchange Act of 1934 (the “Exchange Act”)) as of September 30, 2026. Disclosure controls and procedures are designed to provide reasonable assurance that information required to be disclosed by us in our Exchange Act reports is recorded, processed, summarized, and reported within the time periods specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, to allow timely decisions regarding required disclosure. Based on this evaluation, our Chief Executive Officer and Chief Financial Officer have concluded that, as of September 30, 2026, our disclosure controls and procedures were not effective because of the material weaknesses in internal control over financial reporting, as described below.

A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of our annual or interim financial statements will not be prevented or detected on a timely basis.

Material Weaknesses in Internal Control Over Financial Reporting

Our internal control over financial reporting is designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of our financial statements for external reporting purposes in accordance with US GAAP. Internal control over financial reporting includes those policies and procedures that: (i) pertain to the maintenance of records that in reasonable detail accurately and fairly reflect the transactions and dispositions of the assets of the Company; (ii) provide reasonable assurance that the transactions are recorded as necessary to permit preparation of financial statements in accordance with US GAAP, and that the receipts and expenditures of the Company are being made only in accordance with authorizations of management and directors of the Company; and (iii) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the Company’s assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with policies or procedures may deteriorate.

Management has identified material weaknesses related to an insufficient complement of resources resulting in an ineffective risk assessment.

The control deficiencies resulted in errors in various accounts within the consolidated financial statements, which created a reasonable possibility that a material misstatement to the consolidated financial statements would not be prevented or detected on a timely basis. Any material errors were corrected prior to the issuance of the condensed consolidated financial statements. Therefore, we concluded that the deficiencies represent material weaknesses in the Company’s internal control over financial reporting that need remediation.

Notwithstanding these material weaknesses, management has concluded that the condensed consolidated financial statements included in this Quarterly Report on Form 10-Q fairly present, in all material respects, our financial position, results of operations, and cash flows for the periods presented in conformity with US GAAP.

Management’s Remediation Plan

Management is continuing to actively work to remediate the material weaknesses described above, including adding additional dedicated resources, and implementing measures to remediate the underlying causes that gave rise to the material weaknesses in internal control over financial reporting, including, among other things, advancing its efforts to design and implement process level and management review controls while sufficiently documenting and implementing policies to provide reasonable assurance that financial statement disclosures are complete and accurate. During the quarter ended September 30, 2026, these efforts included continued work on our risk assessment and gap analysis processes and on documenting our information technology general and application controls.

We can give no assurance that such efforts will remediate these deficiencies in internal control over financial reporting or that additional material weaknesses in our internal control over financial reporting will not be identified in the future. Beginning with our Annual Report on Form 10-K for the year ending December 31, 2026, our independent registered public accounting firm will be required to attest to the effectiveness of our internal control over financial reporting. Management anticipates that the material weaknesses described above will continue to exist as of December 31, 2026. If our remediation of these material weaknesses is not effective, or we experience additional material weaknesses in the future or otherwise fail to maintain an effective system of internal control over financial reporting in the future, the accuracy and timing of our financial reporting may be adversely affected.

Changes in Internal Control over Financial Reporting

Other than the ongoing remediation efforts described above, no changes in our internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) under the Exchange Act) occurred during the quarter ended September 30, 2026, that have materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.