ALPHA & OMEGA SEMICONDUCTOR Ltd
For the period ended Sep 30, 2026. Filed Nov 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 6, 2026
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ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms oftrading arrangements adopted by any of our executive officers and directors during the three months ended September 30, 2026. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).
| Name | Title | Date of Adoption | End Date (1) | Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreements |
|---|---|---|---|---|
| Bing Xue | VP Sales and Business Development | August 18, 2026 | December 31, 2027 | 46,903 |
| Mike Salameh | Director | August 17, 2026 | November 10, 2027 | 16,212 |
| 1. Each plan will expire on the earlier of the end date and the completion of all transactions under the trading agreements. | ||||
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