BROADRIDGE FINANCIAL SOLUTIONS, INC.
For the period ended Sep 30, 2026. Filed Nov 3, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Nov 3, 2026
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UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Share Repurchase Plan Authorization
On August 3, 2026, the Board authorized a new share repurchase program under which Broadridge may repurchase up to $1.5 billion of its outstanding common stock (the “2026 Share Repurchase Program”). This authorization replaces the 3.5 million shares remaining under the Board’s previous authorization last approved in 2019 (the “2019 Share Repurchase Program”). The 2026 Share Repurchase program has no expiration date and may be suspended, modified, or discontinued at any time at the discretion of the Board. Repurchases under the 2026 Share Repurchase Program may be made from time to time in open market transactions, privately negotiated transactions, transactions pursuant to Rule 10b5-1 trading arrangements, or other transactions permitted by applicable securities laws and regulations. The timing, number, and value of shares repurchased will depend on market conditions, the market price of Broadridge’s common stock, available liquidity, capital allocation priorities, applicable legal requirements, and other factors considered relevant by management and the Board.
Purchases of Equity Securities by the Issuer and Affiliated Purchasers
The following table contains information about our purchases of our equity securities for each of the three months during our first fiscal quarter ended September 30, 2026:
| Period | Total Number of Shares Purchased (1) | Average PricePaid per Share | Total Number of SharesPurchased as Part ofPublicly Announced Plans or Programs (2) | Maximum Number of Shares or Approximate Dollar Value of Shares that May Yet Be Purchased Under the Plans or Programs (2) |
|---|---|---|---|---|
| 2019 Share Repurchase Program | ||||
| July 1, 2026 - July 31, 2026 | — | $— | — | 3,464,789 |
| 2026 Share Repurchase Program | ||||
| August 1, 2026 - August 31, 2026 | 1,027,522 | 175.37 | 1,026,491 | $1,319,980,848 |
| September 1, 2026 - September 30, 2026 | 111,205 | 179.88 | 111,205 | $1,299,977,397 |
| 1,138,727 | $175.81 | 1,137,696 | ||
(1)Includes 1,031 shares purchased from employees to pay taxes related to the vesting of stock-based compensation awards.
(2)During the fiscal quarter ended September 30, 2026, the Company repurchased 1,137,696 shares of common stock at an average price of $175.81, all of which were under the Company’s 2026 Share Repurchase Program. At September 30, 2026, the Company had $1.3 billion available for repurchase under its 2026 Share Repurchase Program. Any share repurchases will be made in the open market or privately negotiated transactions in compliance with applicable legal requirements and other factors.
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