MIAMI INTERNATIONAL HOLDINGS, INC.
For the period ended Sep 30, 2026. Filed Nov 2, 2026.
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Sep 30, 2026 · Filed Nov 2, 2026
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Item 5. Other Information
Securities Trading Plans of Executive Officers and Directors
The directors and officers who informed the Company of theadoption, modification ortermination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as those terms are defined in Item 408(c) of Regulation S-K) during the quarter ended September 30, 2026, are described in the table below. Each such plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act (“Rule 10b5-1 Plan”).
| Name and Title | Action | Date Adopted | Aggregate Number of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement | Expiration Date(1) |
|---|---|---|---|---|
| Judson Gray TeekellDirector | Adopted | 8/10/2026 | up to 28,600 shares to be sold | 9/30/2027 |
| John SmollenExecutive Vice President, New Product Development | Adopted | 9/11/2026 | up to 61,590 shares to be sold | 8/15/2028 |
(1) The trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all purchases or sales or (b) the date listed in the table. Each Rule 10b5-1 Plan only permits transactions upon expiration of the applicable mandatory cooling-off period.
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