OPPENHEIMER HOLDINGS INC
For the period ended Sep 30, 2026. Filed Oct 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 30, 2026
OPY$91.08-1.7%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Condensed Consolidated Income Statements for the
CONDENSED CONSOLIDATED INCOME STATEMENTS (unaudited)
| For the Three Months Ended September 30, | For the Nine Months Ended September 30, | |||
|---|---|---|---|---|
| (Expressed in thousands, except number of shares and per share amounts) | 2026 | 2025 | 2026 | 2025 |
| Revenue | ||||
| Commissions | $115,895 | $120,684 | $371,774 | $341,587 |
| Advisory fees | 154,952 | 134,404 | 442,235 | 388,835 |
| Investment banking | 33,194 | 77,488 | 215,246 | 168,644 |
| Bank deposit sweep income | 25,556 | 28,349 | 76,629 | 87,078 |
| Interest | 39,509 | 38,859 | 116,333 | 113,245 |
| Principal transactions, net | 5,400 | 14,902 | 32,426 | 38,409 |
| Other | 7,498 | 9,752 | 27,332 | 27,643 |
| Total revenue | 382,004 | 424,438 | 1,281,975 | 1,165,441 |
| Expenses | ||||
| Compensation and related expenses | $264,755 | $290,222 | 867,897 | 756,387 |
| Communications and technology | 29,134 | 25,938 | 83,536 | 78,324 |
| Occupancy and equipment costs | 16,460 | 15,971 | 47,742 | 47,558 |
| Clearing and exchange fees | 7,734 | 6,850 | 22,064 | 21,643 |
| Interest | 21,730 | 22,496 | 60,298 | 66,421 |
| Other (1) | 33,399 | 31,326 | 179,202 | 89,887 |
| Total expenses | 373,212 | 392,803 | 1,260,739 | 1,060,220 |
| Pre-tax income | 8,792 | 31,635 | 21,236 | 105,221 |
| Income tax provision | 3,388 | 9,923 | 9,050 | 31,180 |
| Net income | $5,404 | $21,712 | $12,186 | $74,041 |
| Net income attributable to noncontrolling interest, net of tax | (55) | — | (46) | — |
| Net income attributable to Oppenheimer Holdings Inc. | $5,459 | $21,712 | $12,232 | $74,041 |
| Earnings per share attributable to Oppenheimer Holdings Inc. | ||||
| Basic | $0.52 | $2.06 | $1.14 | $7.05 |
| Diluted | $0.47 | $1.90 | $1.07 | $6.53 |
| Weighted average shares outstanding | ||||
| Basic | 10,709,025 | 10,519,722 | 10,686,888 | 10,502,101 |
| Diluted | 11,586,145 | 11,450,346 | 11,450,030 | 11,349,801 |
| Period end shares outstanding | 10,711,205 | 10,520,549 | 10,711,205 | 10,520,549 |
(1) Included in other expenses for the nine months ended September 30, 2026 was a $70 million expense related to the settlement of the “cash sweep” program litigation. See Note 13.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.