OPPENHEIMER HOLDINGS INC
For the period ended Sep 30, 2026. Filed Oct 30, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 30, 2026
OPY$91.08-1.7%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Condensed Consolidated Balance Sheets as of
CONDENSED CONSOLIDATED BALANCE SHEETS (unaudited)
| (Expressed in thousands, except number of shares and per share amounts) | September 30, | December 31, |
|---|---|---|
| 2026 | 2025 | |
| Assets | ||
| Cash and cash equivalents | $38,007 | $38,405 |
| Deposits with clearing organizations | 131,933 | 107,607 |
| Receivables from brokers, dealers and clearing organizations | 242,554 | 260,001 |
| Receivables from customers, net of allowance for credit losses of $162 ($131 in 2025) | 1,652,159 | 1,415,049 |
| Income tax receivables | 3,932 | 1,406 |
| Securities owned, including amounts pledged of $1,160,913 ($1,179,503 in 2025), at fair value | 1,403,807 | 1,250,802 |
| Notes receivable, net | 53,589 | 57,965 |
| Furniture, equipment and leasehold improvements, net of accumulated depreciation of $108,100 ($101,962 in 2025) | 30,697 | 32,402 |
| Right-of-use lease assets, net of accumulated amortization of $154,014 ($137,005 in 2025) | 110,456 | 119,111 |
| Company-owned life insurance | 116,231 | 109,094 |
| Goodwill | 143,607 | 143,607 |
| Intangible assets | 34,542 | 35,042 |
| Other assets | 127,411 | 151,924 |
| Total Assets | $4,088,925 | $3,722,415 |
| Liabilities and Stockholders' Equity | ||
| Liabilities | ||
| Drafts payable | $9,008 | $18,347 |
| Bank call loans | 222,300 | 76,800 |
| Payables to brokers, dealers and clearing organizations | 733,303 | 397,997 |
| Payables to customers | 340,873 | 393,694 |
| Securities sold under agreements to repurchase, net | 1,021,669 | 997,192 |
| Securities sold but not yet purchased, at fair value | 118,891 | 175,712 |
| Accrued compensation | 387,692 | 374,420 |
| Income tax payable | 288 | 15,640 |
| Accounts payable and other liabilities | 73,577 | 73,600 |
| Lease liabilities | 141,361 | 154,928 |
| Deferred tax liabilities, net of deferred tax assets of $63,281 ($50,032 in 2025) | 35,742 | 47,056 |
| Total Liabilities | 3,084,704 | 2,725,386 |
| Commitments and contingencies (Note 13) | ||
| Stockholders' Equity | ||
| Common stock ($0.001 par value per share): Class A: shares issued and outstanding: 10,611,540 and 10,387,575 as of September 30, 2026 and December 31, 2025, respectivelyClass B: shares issued and outstanding: 99,665 as of each of September 30, 2026 and December 31, 2025 | 11 | 10 |
| Additional paid-in capital | 33,090 | 32,703 |
| Retained earnings | 953,434 | 947,413 |
| Accumulated other comprehensive income | 4,526 | 3,697 |
| Total Oppenheimer Holdings Inc. stockholders' equity | 991,061 | 983,823 |
| Noncontrolling interest | 13,160 | 13,206 |
| Total Stockholders' Equity | 1,004,221 | 997,029 |
| Total Liabilities and Stockholders' Equity | $4,088,925 | $3,722,415 |
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