Rocket Companies, Inc.
For the period ended Sep 30, 2026. Filed Oct 30, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 30, 2026
RKT$15.19+0.9%Stored close · as of Nov 9, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Condensed Consolidated Statements of Changes in Equity
| Class A Common Stock Shares | Class D Common Stock Shares | Class L Common Stock Shares | Additional Paid-in Capital | Retained Earnings | Total Non-controlling Interest | Total Equity | |
|---|---|---|---|---|---|---|---|
| Balance, December 31, 2024 | 146,028,193 | 1,848,879,483 | — | $389 | $313 | $8,341 | $9,043 |
| Net loss | — | — | — | — | (10) | (202) | (212) |
| Share-based compensation, net | 3,243,276 | — | — | 3 | — | 35 | 38 |
| Distributions to unit holders (members) from subsidiary investment, net | — | — | — | — | — | (113) | (113) |
| Special Dividends to Class A Shareholders, net of forfeitures | — | — | — | — | (123) | (22) | (145) |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (2) | — | (26) | (28) |
| Issuance of Class A common stock upon exercise of stock options | 40,000 | — | — | — | — | — | — |
| Issuance of Class A common stock under share-based compensation plans | 839,012 | — | — | 1 | — | 8 | 9 |
| Change in controlling interest of investment, net | — | — | — | 13 | — | (21) | (8) |
| Balance, March 31, 2025 | 150,150,481 | 1,848,879,483 | — | $404 | $180 | $8,000 | $8,584 |
| Net income (loss) | — | — | — | — | (2) | 36 | 34 |
| Cumulative translation adjustment | — | — | — | — | — | 1 | 1 |
| Share-based compensation, net | 586,990 | — | — | 4 | — | 45 | 49 |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (1) | — | (4) | (5) |
| Issuance of Class A common stock under share-based compensation plans | 775,879 | — | — | 1 | — | 9 | 10 |
| Change in controlling interest of investment, net | — | (1,848,879,483) | 1,848,879,455 | 6,863 | — | (8,087) | (1,224) |
| Balance, June 30, 2025 | 151,513,350 | — | 1,848,879,455 | $7,271 | $178 | $— | $7,449 |
| Net loss | — | — | — | — | (124) | — | (124) |
| Cumulative translation adjustment | — | — | — | (1) | — | — | (1) |
| Share-based compensation, net | 4,748,966 | — | — | 65 | — | — | 65 |
| Special Dividend to Class A Shareholders, net of forfeitures | — | — | — | — | 1 | — | 1 |
| Issuance of Class A common stock upon exercise of stock options | 904,460 | — | — | 14 | — | — | 14 |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (52) | — | — | (52) |
| Issuance of Class A common stock under share-based compensation plans | 701,153 | — | — | 10 | — | — | 10 |
| Acquisition of Redfin | 103,391,679 | — | — | 1,490 | — | — | 1,490 |
| Balance, September 30, 2025 | 261,259,608 | — | 1,848,879,455 | $8,797 | $55 | $— | $8,852 |
Condensed Consolidated Statements of Changes in Equity
| Class A Common Stock Shares | Class D Common Stock Shares | Class L Common Stock Shares | Additional Paid-in Capital | Retained Earnings | Total Non-controlling Interest | Total Equity | |
|---|---|---|---|---|---|---|---|
| Balance, December 31, 2025 | 969,277,991 | — | 1,848,879,455 | $22,774 | $124 | $— | $22,898 |
| Net income | — | — | — | — | 297 | — | 297 |
| Share-based compensation, net | 8,281,368 | — | — | 101 | — | — | 101 |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (88) | — | — | (88) |
| Issuance of Class A common stock upon exercise of stock options | 623,015 | — | — | 10 | — | — | 10 |
| Issuance of Class A common stock under share-based compensation plans | 522,479 | — | — | 12 | — | — | 12 |
| Balance, March 31, 2026 | 978,704,853 | — | 1,848,879,455 | $22,809 | $421 | $— | $23,230 |
| Net income (loss) | — | — | — | — | 230 | (1) | 229 |
| Share-based compensation, net | 1,783,176 | — | — | 80 | — | — | 80 |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (17) | — | — | (17) |
| Issuance of Class A common stock upon exercise of stock options | 13,117 | — | — | — | — | — | — |
| Issuance of Class A common stock under share-based compensation plans | 1,116,764 | — | — | 17 | — | — | 17 |
| Change in controlling interest of investment, net | — | — | — | 5 | — | 2 | 7 |
| Balance, June 30, 2026 | 981,617,910 | — | 1,848,879,455 | $22,894 | $651 | $1 | $23,546 |
| Net income | — | — | — | — | 709 | — | 709 |
| Cumulative translation adjustment | — | — | — | (7) | — | — | (7) |
| Share-based compensation, net | 4,977,932 | — | — | 89 | — | — | 89 |
| Distributions for state taxes on behalf of unit holders (members) | — | — | — | — | (1) | — | (1) |
| Taxes withheld on team members' restricted share award vesting | — | — | — | (39) | — | — | (39) |
| Issuance of Class A common stock upon exercise of stock options | 46,815 | — | — | — | — | — | — |
| Issuance of Class A common stock under share-based compensation plans | 1,002,307 | — | — | 14 | — | — | 14 |
| Conversion of Class L common stock to Class A common stock | 924,439,710 | — | (924,439,710) | — | — | — | — |
| Balance, September 30, 2026 | 1,912,084,674 | — | 924,439,745 | $22,951 | $1,359 | $1 | $24,311 |
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.