LPL Financial Holdings Inc.

For the period ended Sep 30, 2026. Filed Oct 29, 2026.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Oct 29, 2026

LPLA$295.51-1.8%Stored close · as of Nov 6, 2026

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Contents

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

		LPL Financial Holdings Inc.
Date:	October 29, 2026	By:	/s/ RICHARD STEINMEIER
			Richard Steinmeier
			Chief Executive Officer
Date:	October 29, 2026	By:	/s/ MATTHEW AUDETTE
			Matthew Audette
			President and Chief Financial Officer
Date:	October 29, 2026	By:	/s/ KATHARINE REEPING
			Katharine Reeping
			Chief Accounting Officer

ContentsView on SEC.gov

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