LPL Financial Holdings Inc.
For the period ended Sep 30, 2026. Filed Oct 29, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 29, 2026
LPLA$308.51+1.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Condensed Consolidated Statements of Stockholders’ Equity (unaudited)
Condensed Consolidated Statements of Stockholders’ Equity
(In thousands)
| Three Months Ended September 30, 2025 | |||||||
|---|---|---|---|---|---|---|---|
| AdditionalPaid-InCapital · RetainedEarnings · TotalStockholders’Equity | |||||||
| Common Stock · Treasury Stock | |||||||
| Shares · Amount · Shares · Amount | |||||||
| BALANCE — June 30, 2025 | 136,603 | $136 | $3,787,009 | 56,599 | $(4,332,275) | $5,619,546 | $5,074,416 |
| Net loss | — | — | — | — | — | (29,517) | (29,517) |
| Issuance of common stock to settle restricted stock units | 23 | — | — | 5 | (1,647) | — | (1,647) |
| Cash dividends on common stock - $0.30 per share | — | — | — | — | — | (24,005) | (24,005) |
| Stock option exercises and other | 2 | — | 88 | (13) | 478 | 3,716 | 4,282 |
| Share-based compensation | — | — | 19,409 | — | — | — | 19,409 |
| BALANCE — September 30, 2025 | 136,628 | $136 | $3,806,506 | 56,591 | $(4,333,444) | $5,569,740 | $5,042,938 |
| Three Months Ended September 30, 2026 | |||||||
| AdditionalPaid-InCapital · RetainedEarnings · TotalStockholders’Equity | |||||||
| Common Stock · Treasury Stock | |||||||
| Shares · Amount · Shares · Amount | |||||||
| BALANCE — June 30, 2026 | 136,822 | $137 | $3,898,694 | 57,661 | $(4,664,666) | $6,522,675 | $5,756,840 |
| Net income | — | — | — | — | — | 356,561 | 356,561 |
| Issuance of common stock to settle restricted stock units | 19 | — | — | 3 | (1,184) | — | (1,184) |
| Treasury stock purchases | — | — | — | 893 | (303,420) | — | (303,420) |
| Cash dividends on common stock - $0.30 per share | — | — | — | — | — | (23,602) | (23,602) |
| Stock option exercises and other | 10 | — | 3,892 | (17) | 1,187 | (9) | 5,070 |
| Share-based compensation | — | — | 22,053 | — | — | — | 22,053 |
| BALANCE — September 30, 2026 | 136,851 | $137 | $3,924,639 | 58,540 | $(4,968,083) | $6,855,625 | $5,812,318 |
| Nine Months Ended September 30, 2025 | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| AdditionalPaid-InCapital · RetainedEarnings · TotalStockholders’Equity | |||||||||
| Common Stock · Treasury Stock | |||||||||
| Shares · Amount · Shares · Amount | |||||||||
| BALANCE — December 31, 2024 | 130,915 | $131 | $2,066,268 | 56,254 | $(4,202,322) | $5,066,525 | $2,930,602 | ||
| Net income | — | — | — | — | — | 562,305 | 562,305 | ||
| Issuance of common stock to settle restricted stock units | 260 | — | — | 91 | (32,648) | — | (32,648) | ||
| Treasury stock purchases | — | — | — | 289 | (100,004) | — | (100,004) | ||
| Cash dividends on common stock - $0.90 per share | — | — | — | — | — | (70,395) | (70,395) | ||
| Stock option exercises and other | 62 | — | 4,043 | (43) | 1,530 | 11,305 | 16,878 | ||
| Share-based compensation | — | — | 58,979 | — | — | — | 58,979 | ||
| Equity issuance | 5,391 | 5 | 1,677,216 | — | — | — | 1,677,221 | ||
| BALANCE — September 30, 2025 | 136,628 | $136 | $3,806,506 | 56,591 | $(4,333,444) | $5,569,740 | $5,042,938 | ||
| 136603000 | 136000 | 3787009000 | 56599000 | -4332275000 | |||||
| Nine Months Ended September 30, 2026 | |||||||||
| AdditionalPaid-InCapital · RetainedEarnings · TotalStockholders’Equity | |||||||||
| Common Stock · Treasury Stock | |||||||||
| Shares · Amount · Shares · Amount | |||||||||
| BALANCE — December 31, 2025 | 136,638 | $136 | $3,843,017 | 56,577 | $(4,333,725) | $5,835,057 | $5,344,485 | ||
| Net income | — | — | — | — | — | 1,092,226 | 1,092,226 | ||
| Issuance of common stock to settle restricted stock units | 191 | — | — | 66 | (21,247) | — | (21,247) | ||
| Treasury stock purchases | — | — | — | 1,948 | (615,494) | — | (615,494) | ||
| Cash dividends on common stock - $0.90 per share | — | — | — | — | — | (71,630) | (71,630) | ||
| Stock option exercises and other | 22 | 1 | 12,929 | (51) | 2,383 | (28) | 15,285 | ||
| Share-based compensation | — | — | 68,693 | — | — | — | 68,693 | ||
| BALANCE — September 30, 2026 | 136,851 | $137 | $3,924,639 | 58,540 | $(4,968,083) | $6,855,625 | $5,812,318 | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.