WEALTHFRONT CORP
For the period ended Jul 31, 2026. Filed Sep 14, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jul 31, 2026 · Filed Sep 14, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
During the three months ended July 31, 2026, the following directors and/or officers (as defined in Rule 16a-1(f) of the Exchange Act)adopted, modified orterminated a “Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K, intending to satisfy the affirmative defense conditions of Rule 10b5-1(c):
| Name and Title | Action | Total Shares of Common Stock to be Sold | Adoption Date | Expiration Date |
|---|---|---|---|---|
| David Fortunato, Chief Executive Officer, President, and Director | Adopt | 250,000 (1) | 6/17/2026 | 9/30/2027 |
| Alan Imberman, Chief Financial Officer | Adopt | 23,547 (2) | 6/12/2026 | 3/31/2027 |
(1)This plan, which provides for the potential sale of certain shares beneficially owned by Mr. Fortunato and certain shares beneficially owned by Mr. Fortunato’s spouse, provides for the potential sale of shares of common stock to be received upon vesting and settlement of certain outstanding restricted stock units, net of any shares withheld by the Company to satisfy applicable tax obligations. The number of shares to be withheld, and therefore the exact number of shares to be sold pursuant to the plan, can only be determined upon the occurrence of future vesting events.
(2)This plan provides for the sale of shares of common stock to be received upon vesting and settlement of certain outstanding restricted stock units, net of any shares withheld by the Company to satisfy applicable tax obligations. The number of shares to be withheld, and therefore the exact number of shares to be sold pursuant to the plan, can only be determined upon the occurrence of future vesting events.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.