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CIENA CORP

For the period ended Aug 1, 2026. Filed Sep 3, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Aug 1, 2026 · Filed Sep 3, 2026

CIEN$243.39+5.5%Stored close · as of Nov 6, 2026
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 10-Q

(Mark one)

☑QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended August 1, 2026

OR

☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from to

Commission File Number: 001-36250

Ciena Corp oration

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation or organization)

8150 Maple Lawn Blvd, Suite 300, Fulton, MD

(Address of principal executive offices)

23-2725311

(I.R.S. Employer Identification No.)

(Zip Code)

(410)694-5700

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.01 per shareCIENNew York Stock Exchange

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☑ No☐

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☑ No☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer☑Accelerated filer☐Non-accelerated filer☐Smaller reporting company☐
Emerging growth company☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes☐ No☑

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:

ClassOutstanding as of August 28, 2026
Common Stock, par value $0.01 per share141,808,525

INDEX

FORM 10-Q

PAGENUMBER
PART I — FINANCIAL INFORMATION
Item 1. Financial Statements (unaudited)3
Condensed Consolidated Statements of Operations for the Quarters and Nine Months Ended August 1, 2026 and August 2, 20253
Condensed Consolidated Statements of Comprehensive Income for the Quarters and Nine Months Ended August 1, 2026 and August 2, 20254
Condensed Consolidated Balance Sheets at August 1, 2026 and November 1, 20255
Condensed Consolidated Statements of Cash Flows for the Nine Months Ended August 1, 2026 and August 2, 20256
Condensed Consolidated Statements of Changes in Stockholders’ Equity for the Nine Months Ended August 1, 2026 and August 2, 20257
Notes to Condensed Consolidated Financial Statements8
Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations28
Item 3. Quantitative and Qualitative Disclosures About Market Risk39
Item 4. Controls and Procedures39
PART II — OTHER INFORMATION
Item 1. Legal Proceedings40
Item 1A. Risk Factors40
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds40
Item 3. Defaults Upon Senior Securities40
Item 4. Mine Safety Disclosures40
Item 5. Other Information40
Item 6. Exhibits42
Signatures43
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