PATRIOT NATIONAL BANCORP INC
For the period ended Jun 30, 2026. Filed Aug 14, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 14, 2026
PNBK$0.88+4.5%Stored close · as of Nov 9, 2026
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Item 6. : Exhibits
The exhibits marked with the section symbol (#) are interactive data files.
| No. | Description |
| 3.1 | Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on July 9, 2025) |
| 3.2 | Amended and Restated By-Laws (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K filed on May 19, 2025) |
| 10.1 | Addendum to Employment Agreement, effective April 26, 2026, by and between Patriot National Bancorp, Inc. and Steven A. Sugarman (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 28, 2026) |
| 10.2 | Addendum to Employment Agreement, effective April 26, 2026, by and between Patriot National Bancorp, Inc. and Carlos P. Salas (incorporated by reference to Exhibit 10.2 to the Company's Current Report on Form 8-K filed on April 28, 2026) |
| 10.3 | Addendum to Employment Agreement, effective April 26, 2026, by and between Patriot National Bancorp, Inc. and Angie Miranda (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on April 28, 2026) |
| 10.4 | Addendum to Employment Agreement, effective April 26, 2026, by and between Patriot National Bancorp, Inc. and William Paul Simmons (incorporated by reference to Exhibit 10.4 to the Company's Current Report on Form 8-K filed on April 28, 2026) |
| 10.5 | Form of Indemnification Agreement (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on December 31, 2024) |
| 31(1) | Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer |
| 31(2) | Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer |
| 32* | Section 1350 Certifications |
| 101.INS# | Inline XBRL Instance Document |
| 101.SCH# | Inline XBRL Schema Document |
| 101.CAL# | Inline XBRL Calculation Linkbase Document |
| 101.LAB# | Inline XBRL Labels Linkbase Document |
| 101.PRE# | Inline XBRL Presentation Linkbase Document |
| 101.DEF# | Inline XBRL Definition Linkbase Document |
| 104 | Cover Page Interactive Data File (embedded with the Inline XBRL and contained in Exhibit 101) |
The exhibits marked with the section symbol (#) are interactive data files.
*The certification is being furnished and shall not be deemed filed.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.