Veritone, Inc.
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
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Item 6. Exhibits
(a)Exhibit Index:
| Incorporated by Reference | ||||
|---|---|---|---|---|
| Exhibit Number | Description | Form | Exhibit | Filing Date |
| 3.1 | Fourth Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 3.1 | 6/16/2025 |
| 3.2 | Certificate of Amendment to Fourth Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 3.1 | 7/10/2026 |
| 3.3 | Amended and Restated Bylaws of the Registrant | 8-K | 3.2 | 5/23/2017 |
| 10.1 | Veritone, Inc. Second Amended and Restated 2023 Equity Incentive Plan | 8-K | 10.1 | 7/10/2026 |
| 10.2*# | Form of RSU Award Agreement for Time-Based Awards, between the Registrant and Ryan Steelberg, dated July 14, 2026. | |||
| 10.3*# | Form of RSU Award Agreement for Performance Awards, between the Registrant and Ryan Steelberg, dated July 14, 2026. | |||
| 31.1* | Certification of Principal Executive Officer pursuant to Rule 13a–14(a) or 15d–14(a) of the Exchange Act | |||
| 31.2* | Certification of Principal Financial Officer pursuant to Rule 13a–14(a) or 15d–14(a) of the Exchange Act | |||
| 32.1** | Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S. Section 1350 | |||
| 101.INS* | Inline XBRL Instance Document – the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document | |||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document With Embedded Linkbase Documents | |||
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | |||
- Filed herewith.
** The certifications furnished as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Subsection 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the Registrant for purposes of Section 18 of the Exchange Act and are not to be incorporated by reference into any of the Registrant’s filings under the Securities Act, irrespective of any general incorporation language contained in any such filing.
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