SPRUCE POWER HOLDING CORP
For the period ended Jun 30, 2026. Filed Aug 13, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 13, 2026
SPRU$1.51-7.4%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
| Exhibit No. | Description | Included | Form | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 2.1 | Asset Purchase Agreement by and between NJR Clean Energy Ventures II Corporation, as Seller, and Spruce Power 5, LLC, as Buyer, dated as of November 22, 2024 | By Reference | 10-K | 2.2 | March 31, 2025 |
| 3.1 | Second Amended and Restated Certificate of Incorporation. | By Reference | 8-K | 3.1 | December 23, 2020 |
| 3.2 | Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation | By Reference | 8-K | 3.1 | October 6, 2023 |
| 3.3 | Certificate of Amendment changing name of Registrant to Spruce Power Holding Corporation | By Reference | 8-K | 3.1 | November 14, 2022 |
| 3.4 | Amended and Restated Bylaws, as amended as of November 10, 2022 | By Reference | 8-K | 3.2 | November 14, 2022 |
| 10.1* | Offer Letter, dated June 22, 2026 between Spruce Power Holding Corporation and Bobby L. Owens | Herewith | |||
| 10.2 | Omnibus Amendment and Accession dated April 8, 2022, among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC and KWS Solar Term Parent 3 LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | By Reference | 8-K | 10.4 | September 15, 2022 |
| 10.3* | Consent and Amendment to the Amended and Restated Credit Agreement dated July 12, 2022, among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC and KWS Solar Term Parent 3 LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | Herewith | |||
| 10.4* | Waiver and Second Amendment to the Amended and Restated Credit Agreement dated July 12, 2022, among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC and KWS Solar Term Parent 3 LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | By Reference | 8-K | 10.5 | September 15, 2022 |
| 10.5* | Consent and Amendment to the Amended and Restated Credit Agreement dated August 18, 2023, among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC and KWS Solar Term Parent 3 LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | Herewith | |||
| Exhibit No. | Description | Included | Form | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 10.6* | Consent and Amendment to the Amended and Restated Credit Agreement dated March 27, 2026, among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC and KWS Solar Term Parent 3 LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | Herewith | |||
| 10.7* | Amendment to Credit Agreement dated July 31, 2026 among KWS Solar Term Parent 1 LLC, KWS Solar Term Parent 2 LLC, KWS Solar Term Parent 3 LLC and Spruce Power 3 Holdco, LLC, as Co-Borrowers, KeyBank National Association, as Administrative Agent, and the lenders from time to time party thereto. | Herewith | |||
| 31.1* | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act of 1934, as amended, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Herewith | |||
| 31.2* | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities and Exchange Act of 1934, as amended, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | Herewith | |||
| 32.1^* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Herewith | |||
| 32.2^* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | Herewith | |||
| 101.INS* | Inline XBRL Instance Document | Herewith | |||
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document | Herewith | |||
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document | Herewith | |||
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document | Herewith | |||
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document | Herewith | |||
| 101.PRE* | XBRL Taxonomy Extension Presentation Linkbase Document | Herewith | |||
| Exhibit No. | Description | Included | Form | Exhibit | Filing Date |
|---|---|---|---|---|---|
| 104* | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). | Herewith | |||
*Filed herewith
^ In accordance with Item 601(b)(32)(ii) of Regulation S-K and SEC Release No. 34-47986, the certifications furnished in Exhibits 32.1 and 32.2 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Exchange Act or deemed to be incorporated by reference into any filing under the Exchange Act or the Securities Act of 1933 except to the extent that the registrant specifically incorporates it by reference.
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