FIGS, Inc.
For the period ended Jun 30, 2026. Filed Aug 6, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2026 · Filed Aug 6, 2026
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Item 5. Other Information
a) Disclosure in lieu of reporting on a Current Report on Form 8-K.
None.
b) Material changes to the procedures by which security holders may recommend nominees to the board of directors.
None.
c) Insider trading arrangements and policies.
On June 30, 2026, each of Catherine Spear and Sarah Oughtred, our Chief Executive Officer and Chief Financial Officer, respectively, terminated their sell-to-cover instruction letters (the “Instruction Letters”), which were adopted on May 13, 2026 and August 13, 2024, respectively. The Instruction Letters provided for sales of only such number of shares of Class A common stock as are necessary to satisfy the applicable tax withholding obligations arising exclusively from the vesting or settlement of restricted stock units (“RSUs”) granted to each of Mses. Spear and Oughtred, respectively, under the Company’s 2021 Equity Incentive Award Plan or any successor plan. The Instruction Letters were each a “Rule 10b5-1 trading arrangement” as defined in Item 408(a) of Regulation S-K and were intended to satisfy the affirmative defense of Rule 10b5-1(c).
Except for the foregoing, during the three months ended June 30, 2026, no other director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” each as defined in Item 408 of Regulation S-K.
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