Ares Commercial Real Estate Corp
For the period ended Jun 30, 2026. Filed Aug 4, 2026.
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Jun 30, 2026 · Filed Aug 4, 2026
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the fiscal quarter ended June 30, 2026, none of our directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
Resignation of Chief Operating Officer
On July 31, 2026, Tae-Sik Yoon informed the Company that he will step down as its Chief Operating Officer effective as of September 30, 2026. Mr. Yoon’s decision is in connection with an overall plan whereby Mr. Yoon expects to transition from his current position at Ares Management as Partner and Chief Financial Officer of its Real Estate and Private Equity Groups to Partner and Senior Advisor effective as of January 1, 2027.
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