Securitize Corp.
Filed Jul 31, 2026.
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A company's registration of shares for sale to the public, often for a first offering. It describes the business, its risks and how the company plans to use the money.
period unavailable · Filed Jul 31, 2026
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As filed with the Securities and Exchange Commission on July 30, 2026
Registration No. 333-
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMS-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
SECURITIZE CORP.
(Exact Name of Registrant as Specified in Its Charter)
| Delaware | 6199 | 41-2455527 |
|---|---|---|
| (State or other jurisdiction ofincorporation or organization) | (Primary Standard IndustrialClassification Code Number) | (I.R.S. EmployerIdentification Number) |
78 SW 7 th Street, Suite 500
Miami, FL 33130
Telephone: (646) 918-5012
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Carlos Domingo
Chief Executive Officer
78 SW 7 th Street, Suite 500
Miami, FL 33130
Telephone: (646)918-5012
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies of all correspondence to:
Derek Dostal
Joseph A. Hall
Arisa A. Sin
Davis Polk & Wardwell LLP
450 Lexington Avenue
New York, New York 10017
Tel: (212) 450-4000
Approximate date of commencement of proposed sale to the public: From time to time after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box:☒
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
|---|---|---|---|
| Non-accelerated filer | ☒ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ | ||
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards† provided pursuant to Section 7(a)(2)(B) of the Securities Act .☐
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until this registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.
The information in this preliminary prospectus is not complete and may be changed. The selling securityholders may not sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This preliminary prospectus is not an offer to sell these securities and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.
SUBJECT TO COMPLETION, DATED July 30, 2026
PRELIMINARY PROSPECTUS
SECURITIZE CORP.
Up to 151,568,524 Shares of Common Stock
The selling stockholders named in this prospectus (the “Selling Stockholders”) may offer and sell from time to time up to 151,568,524 shares of our common stock, par value $0.0001 per share (the “Securitize Common Stock”), pursuant to various registration rights held by the Selling Stockholders. Our registration of the securities covered by this prospectus does not mean that the Selling Stockholders will offer or sell any of the shares of Securitize Common Stock.
The Selling Stockholders may offer, sell or distribute all or a portion of the securities hereby registered publicly or through private transactions at prevailing market prices or at negotiated prices. We will not receive any of the proceeds from such sales of the Securitize Common Stock. We will bear all costs, expenses and fees in connection with the registration of these securities, including with regard to compliance with state securities or “blue sky” laws. The Selling Stockholders will bear all commissions and discounts, if any, attributable to their sale of Securitize Common Stock. See “Plan of Distribution.”
Securitize Common Stock is listed on New York Stock Exchange under the symbol “SECZ.” On July 29, 2026, the last reported sales price of Securitize Common Stock was $6.60 per share.
We are an “emerging growth company” under federal securities laws and are subject to reduced public company reporting requirements. Investing in our securities involves a high degree of risk. You should review carefully the risks and uncertainties described under the heading “Risk Factors” beginning on page 16 of this prospectus, and under similar headings in any amendment or supplements to this prospectus.
Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this prospectus. Any representation to the contrary is a criminal offense.
The date of this prospectus is , 2026.
TABLE OF CONTENTS
| Page | |
|---|---|
| About This Prospectus | 1 |
| Market, Industry and Other Data | 2 |
| Trademarks | 3 |
| Certain Defined Terms | 4 |
| Cautionary Note Regarding Forward-Looking Statements | 9 |
| Summary of the Prospectus | 10 |
| The Offering | 15 |
| Risk Factors | 16 |
| Use of Proceeds | 49 |
| Market Price of Our Securities | 50 |
| Unaudited Pro Forma Condensed Combined Financial Information | 51 |
| Management’s Discussion and Analysis of Financial Condition and Results of Operations | 67 |
| Business | 96 |
| Management | 109 |
| Executive and Director Compensation | 115 |
| Description of Securities | 121 |
| Shares Eligible for Future Sale | 125 |
| Beneficial Ownership of Securities | 127 |
| Selling Stockholders | 129 |
| Certain Relationships and Related Party Transactions | 136 |
| Material United States Federal Income Tax Consequences | 138 |
| Plan of Distribution | 143 |
| Legal Matters | 145 |
| Experts | 145 |
| Change in Registrant's Certifying Accountant | 145 |
| Where You Can Find More Information | 146 |
| Index to Financial Statements | F-1 |
No one has been authorized to provide you with information that is different from that contained in this prospectus. This prospectus is dated as of the date set forth on the cover hereof. You should not assume that the information contained in this prospectus is accurate as of any date other than that date.
For investors outside the United States: We have not done anything that would permit this offering or possession or distribution of this prospectus in any jurisdiction where action for that purpose is required, other than in the United States. You are required to inform yourselves about and to observe any restrictions relating to this offering and the distribution of this prospectus.
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