BANC OF CALIFORNIA, INC.
For the period ended Mar 31, 2026. Filed May 8, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 8, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 6. EXHIBITS
| Exhibit Number | Description |
| 2.1 | Agreement and Plan of Merger, dated as of July 25, 2023, by and among PacWest Bancorp, Banc of California, Inc. and Cal Merger Sub, Inc. (Exhibit 2.1 to the Registrant's Current Report on Form 8-K filed on July 28, 2023 and incorporated herein by reference). |
| 3.1 | Third Articles of Restatement of Banc of California, Inc., restated as of February 27, 2024 (Exhibit 3.1 to the Registrant's Annual Report on Form 10-K filed on February 29, 2024 and incorporated herein by reference). |
| 3.2 | Sixth Amended and Restated Bylaws of Banc of California, Inc. (Exhibit 3.1 to the Registrant's Current Report on Form 8-K filed on May 15, 2023 and incorporated herein by reference). |
| 10.1 | Banc of California, Inc. Second Amended and Restated 2018 Omnibus Incentive Stock Plan (Filed herewith). |
| 31.1 | Section 302 Certification of Chief Executive Officer (Filed herewith). |
| 31.2 | Section 302 Certification of Chief Financial Officer (Filed herewith). |
| 32.1+ | Section 906 Certification of Chief Executive Officer (Furnished herewith). |
| 32.2+ | Section 906 Certification of Chief Financial Officer (Furnished herewith). |
| 101 | Interactive data files pursuant to Rule 405 of Regulation S-T formatted in Inline XBRL: (i) the Consolidated Balance Sheets as of March 31, 2026, and December 31, 2025, (ii) the Consolidated Statements of Earnings for the three months ended March 31, 2026, December 31, 2025 and March 31, 2025, (iii) the Consolidated Statements of Comprehensive Income for the three months ended March 31, 2026, December 31, 2025 and March 31, 2025, (iv) the Consolidated Statement of Changes in Stockholders’ Equity for the three months ended March 31, 2026 and March 31, 2025, (v) the Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and March 31, 2025, and (vi) the Notes to Consolidated Financial Statements. (Filed herewith). |
| 104 | Cover page of Banc of California, Inc.'s Quarterly Report on Form 10-Q formatted as Inline XBRL and contained in Exhibit 101. |
- This exhibit shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that Section. Such exhibit shall not be deemed incorporated into any filing under the Securities Act of 1933, as amended, or the Exchange Act.
The agreements and other documents filed as exhibits to this report are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and you should not rely on them for that purpose. In particular, any representations and warranties made by us in these agreements or other documents were made solely within the specific context of the relevant agreement or document and may not describe the actual state of affairs as of the date they were made or at any other time.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BANC OF CALIFORNIA, INC. | ||
| Date: | May 8, 2026 | /s/ Jared M. Wolff |
|---|---|---|
| Jared M. Wolff | ||
| Chairman of the Board of Directors, | ||
| Chief Executive Officer and President | ||
| (Principal Executive Officer) | ||
| Date: | May 8, 2026 | /s/ Joseph Kauder |
|---|---|---|
| Joseph Kauder | ||
| Executive Vice President, and Chief Financial Officer | ||
| (Principal Financial Officer) | ||
| Date: | May 8, 2026 | /s/ Karen Hon |
|---|---|---|
| Karen Hon | ||
| Executive Vice President, Deputy Chief Financial Officer | ||
| and Chief Accounting Officer | ||
| (Principal Accounting Officer) | ||
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.