Ocugen, Inc.
For the period ended Mar 31, 2026. Filed May 8, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 8, 2026
OCGN$0.97+5.1%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The exhibits listed below are filed or furnished in this Quarterly Report on Form 10-Q:
| Exhibit | Description |
| 4.1 | Indenture, dated as of May 7, 2026, between Ocugen, Inc. and U.S. Bank Trust Company, National Association (filed as Exhibit 4.1 to the Registrant’s Current Report on Form 8-K as filed on May 7, 2026 and incorporated herein by reference). |
| 4.2 | Form of 6.75% Convertible Senior Notes due 2034 (filed as Exhibit A to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K as filed on May 7, 2026 and incorporated herein by reference). |
| 10.1# | Amended and Restated Employment Agreement by and between Ocugen, Inc. and Treerita Johnson-Greene, effective as of February 9, 2026 (filed as Exhibit 10.1 to the Registrant’s Current Report on Form 8-K as filed on February 9, 2026 and incorporated herein by reference). |
| 10.2#* | Letter Agreement Regarding Equity Awards, dated as of January 20, 2026, between Ocugen, Inc. and Shankar Musunuri. |
| 31.1* | Certification of the Chief Executive Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 |
| 31.2* | Certification of the Chief Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 |
| 32.1** | Certifications of the Chief Executive Officer and Chief Financial Officer as required by 18 U.S.C. 1350 |
| 101.INS* | Inline XBRL Instance Document |
| 101.SCH* | Inline XBRL Taxonomy Extension Schema Document |
| 101.CAL* | Inline XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF* | Inline XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB* | Inline XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE* | Inline XBRL Taxonomy Extension Presentation Linkbase Document |
| 104 | The cover page from this Quarterly Report on Form 10-Q, formatted in Inline XBRL |
- Filed herewith.
** Furnished herewith.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.