Block, Inc.
For the period ended Mar 31, 2026. Filed May 7, 2026.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 7, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Item 5. Other Information
Securities Trading Plans of Directors and Executive Officers
During the quarterly period ended March 31, 2026, the following officer, as defined in Rule 16a-1(f), and director adopted or modified a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, that are each intended to satisfy the affirmative defense in Rule 10b5-1(c), as follows:
| Name and Title | Action | Date of Adoption, Modification, or Termination | Expiration Date | Maximum Aggregate Number of Class A Shares to be Sold |
|---|---|---|---|---|
| James McKelveyDirector | Termination | February 19, 2026 | March 10, 2027, or earlier if all transactions are completed | 1,000,000 (i) |
| Amrita AhujaChief Financial Officer & Chief Operating Officer | Adoption | March 2, 2026 | May 25, 2027, or earlier if all transactions are completed | 223,788 |
| Anthony EisenDirector | Modification (ii) | March 2, 2026 | March 2, 2027, or earlier if all transactions are completed | 1,314,750 |
(i)Mr. McKelvey's Rule 10b5-1 trading arrangement provided for shares to be sold through the James M. McKelvey, Jr. Revocable Trust.
(ii)Modification of the Rule 10b5-1 plan originally adopted by Mr. Eisen on February 25, 2025. Under Rule 10b5-1, such modification is treated as a termination of the original plan and entrance into a new plan as of March 2, 2026.
No other officers, as defined in Rule 16a-1(f), or directors adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the last fiscal quarter.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.