Cardlytics, Inc.
For the period ended Mar 31, 2026. Filed May 7, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2026 · Filed May 7, 2026
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Item 6. Exhibits
The exhibits listed below are filed or incorporated by reference into this Quarterly Report on Form 10-Q.
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit | Exhibit Description | Schedule/Form | FileNumber | Exhibit | Filing Date | FiledHerewith |
| 10.1 | Asset Purchase Agreement among Cardlytics, Inc., PAR Technology Corporation and DB SUB, LLC, dated as of January 23, 2026 | 10-K | 001-38386 | 10.37 | March 4, 2026 | |
| 10.2 | Non-Employee Director Compensation Plan, As Amended and restated February 17, 2026 | 10-K | 001-38386 | 10.35 | March 4, 2026 | |
| 10.3+^ | Letter Agreement, by and between Cardlytics, Inc. and Amit Gupta, dated as of March 18, 2026 | X | ||||
| 10.4 | Consent and Fifth Amendment to Amended and Restated Loan and Security Agreement | 10-K | 001-38386 | 10.40 | March 4, 2026 | |
| 10.5# | Consent and Sixth Amendment to Amended and Restated Loan and Security Agreement | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101.ins | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | X | ||||
| 101.sch | Inline XBRL Taxonomy Schema with Embedded Linkbase Documents | X | ||||
| 104 | Cover page formatted as Inline XBRL and contained in Exhibit 101 | X | ||||
Pursuant to Item 601(b)(10)(iv) of Regulation S-K promulgated by the SEC, certain portions of this exhibit have been redacted because the Company has determined that the information is both not material and is the type that the Company treats as private or confidential. The Company hereby agrees to furnish supplementally to the SEC, upon its request, an unredacted copy of the exhibit.
- Indicates management contract or compensatory plan.
^ Certain portions of this exhibit, indicated by asterisks, have been omitted pursuant to Item 601(b)(10) of Regulation S-K because the registrant has determined that the omitted information is (i) not material and (ii) the type of information that the Company customarily and actually treats as private and confidential.
- The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.
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