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Allogene Therapeutics, Inc.

For the period ended Jun 18, 2026. Filed Apr 30, 2026.

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What shareholders are asked to vote on at a company's meeting. It is where to find what directors and top executives are paid, and who owns the most shares.

Jun 18, 2026 · Filed Apr 30, 2026

ALLO$1.04-4.6%Stored close · as of Nov 6, 2026
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No. )

Filed by the Registrant ☒ Filed by a party other than the Registrant ☐

Check the appropriate box:

☐Preliminary Proxy Statement
☐Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☒Definitive Proxy Statement
☐Definitive Additional Materials
☐Soliciting Material Pursuant to § 240.14a-12

(Name of Registrant as Specified In Its Charter)

N/A

(Name of Person(s) Filing Proxy Statement if other than the Registrant)

Payment of Filing Fee (Check all boxes that apply)

☒No fee required.
☐Fee paid previously with preliminary materials.
☐Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11.

NOTICE OF ANNUAL MEETING OF STOCKHOLDERS

To Be Held on June 18, 2026

Dear Stockholder:

You are cordially invited to attend the 2026 Annual Meeting of Stockholders ("Annual Meeting") of Allogene Therapeutics, Inc., a Delaware corporation (the "Company"). The meeting will be held on June 18, 2026 at 8:00 a.m., Pacific Time. The Annual Meeting will be a completely virtual meeting of stockholders. You can attend the Annual Meeting by visiting www.virtualshareholdermeeting.com/ALLO2026 where you will be able to listen to the meeting live, submit questions and vote online. We are holding the Annual Meeting for the following purposes, as more fully described in the accompanying Proxy Statement:

  1. To elect the Board of Directors’ three nominees for director named herein to hold office until the 2029 Annual Meeting of Stockholders.

  2. To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement accompanying this notice.

  3. To approve, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers.

  4. To approve an amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock from 400,000,000 shares to 800,000,000 shares.

  5. To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2026.

  6. To conduct any other business properly brought before the meeting.

These items of business are more fully described in the Proxy Statement accompanying this notice.

The record date for the Annual Meeting is April 20, 2026. Only stockholders of record at the close of business on that date may vote at the meeting or any adjournment thereof.

BY ORDER OF THE BOARD OF DIRECTORS

Earl Douglas

Senior Vice President, General Counsel and Corporate Secretary

South San Francisco, California

April 30, 2026

YOUR VOTE IS IMPORTANT. You are cordially invited to attend the meeting online. Whether or not you plan to attend the Annual Meeting, we urge you to submit your vote via the internet, telephone or mail as soon as possible to ensure your shares are represented. For additional instructions on voting by telephone or the internet, please refer to your Notice of Internet Availability of Proxy Materials or proxy card that may be mailed to you. Returning the proxy does not deprive you of your right to attend the Annual Meeting and to vote your shares at the Annual Meeting.

Table of Contents

Page
Questions and Answers about These Proxy Materials and Voting1
Proposal 1 - Election of Directors9
Our Board of Directors10
Nominees for Election at the Annual Meeting10
Directors Continuing in Office Until the 2027 Annual Meeting11
Directors Continuing in Office Until the 2028 Annual Meeting14
Information Regarding the Board of Directors and Corporate Governance16
General16
Corporate Governance Guidelines16
Independence of the Board of Directors17
Board Leadership Structure17
Distinctive Role of the Executive Chair18
Classified Board Structure19
Board Qualifications20
Board Self-Evaluation Process20
Role of the Board in Risk Oversight21
Meetings of the Board of Directors21
Information Regarding Committees of the Board of Directors22
Audit Committee22
Compensation Committee23
Nominating and Corporate Governance Committee25
International and Business Development Oversight Committee26
Research and Development Committee27
Stockholder Communications with the Board of Directors27
Stockholder Engagement27
Code of Ethics28
Environmental, Social & Governance (ESG) Practices28
Proposal 2 - Advisory Vote on Executive Compensation30
Executive Officers31
Executive Compensation32
Discussion of Named Executive Officer Compensation32
Overview32
Page
Corporate Highlights for 202533
Compensation Highlights for 202534
Executive Compensation Governance Practices35
Response to Advisory Vote on Executive Compensation36
Executive Compensation Philosophy and Overview36
2025 Summary Compensation Table37
Narrative to Summary Compensation Table37
Executive Compensation Program and Compensation Decisions for the Named Executive Officers39
Agreements with our Named Executive Officers44
Potential Payments and Benefits Upon Termination or Change in Control45
Stock Ownership Guidelines46
Insider Trading Policy; Prohibition on Hedging, Pledging, and Speculative Trading46
Clawback Policy47
2025 Outstanding Equity Awards at Fiscal Year-End Table47
Securities Authorized for Issuance under Equity Compensation Plans48
Pay Versus Performance49
Risk Assessment Concerning Compensation Practices and Policies53
Policies and Practices Related to the Grant of Certain Equity Awards Close in Time to the Release of Material Nonpublic Information53
Director Compensation55
Executive Chair Compensation56
Non-Employee Director Compensation Policy58
Security Ownership of Certain Beneficial Owners and Management60
Transactions with Related Persons63
Proposal 3 - Say-On-Pay Vote Frequency67
Proposal 4 - Amendment to Amended and Restated Certificate of Incorporation To Increase the Number of Authorized Shares68
Proposal 5 - Ratification of Selection of Independent Registered Public Accounting Firm70
Report of the Audit Committee of the Board of Directors72
Householding of Proxy Materials73
Other Matters74
Page
Appendix A77

210 East Grand Avenue

South San Francisco, California 94080

PROXY STATEMENT FOR THE

2026 ANNUAL MEETING OF STOCKHOLDERS TO BE HELD ON

June 18, 2026

Annual MeetingProposalMatter to be voted onBoard recommendation
at a glance
Date1Election of three directorsFOR
June 18, 2026
Time2Advisory approval of executive compensationFOR
8:00 a.m. Pacific Time
Format3Advisory vote on say-on-pay frequency1 YEAR
Completely virtual
Record date4Increase authorized common stock to 800,000,000 sharesFOR
April 20, 2026
Webcast5Ratification of Ernst & Young LLPFOR
www.virtualshareholdermeeting.com/ALLO2026

2025 Highlights

Cema-cel and ALPHA3•Advanced the pivotal Phase 2 ALPHA3 trial with over 60 sites activated in the U.S. and Canada •Expanded the strategic MRD collaboration with Foresight Diagnostics (now part of Natera)•Strengthened the cema-cel legal and territorial foundationALLO-316•Showcased updated Phase 1 TRAVERSE clinical data at ASCO 2025•Highlighted a 31% confirmed response rate in patients with CD70 TPS ≥50%•Advanced regulatory-path planning for a pivotal/registration trial
ALLO-329 autoimmune program•Secured FDA IND clearance for ALLO-329•Received three FDA Fast Track designations•Initiated the Phase 1 RESOLUTION trial and progressed to active enrollment•Advanced Dagger® technology into autoimmune disease developmentInfrastructure and operations•Continued to leverage Cell Forge 1 ("CF1") to manufacture product candidates for clinical trials•Executed operational and cost realignment initiatives during 2025•Maintained sufficient inventory to support ALPHA3, RESOLUTION and TRAVERSE near-term clinical needs
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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.