Ouster, Inc.
For the period ended Dec 31, 2025. Filed Mar 2, 2026.
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FY2025 · Filed Mar 2, 2026
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Item 15. Exhibits and Financial Statement Schedules
(a)(1) Financial Statements.
The consolidated financial statements of the Company are listed in the index under Part II, Item 8, of this Annual Report on Form 10-K.
(a)(2) Financial Statement Schedules.
All financial statement schedules for the Company have been included in the consolidated financial statements or the related footnotes, or are either inapplicable or not required.
(a)(3) Exhibits.
The following is a list of exhibits filed as part of this Annual Report on Form 10-K.
| Exhibit Number · Description · Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Form · File No. · Exhibit · Filing Date · Filed/ Furnished herewith | ||||||
| 3.1 | Certificate of Incorporation of Ouster, Inc. | S-4 POS | 333-251611 | 3.1 | 3/10/2021 | |
| 3.2 | Certificate of Amendment to Certificate of Incorporation of Ouster, Inc. | 8-K | 001-39463 | 3.1 | 4/20/2023 | |
| 3.3 | Second Amended and Restated Bylaws of Ouster, Inc. (effective as of April 18, 2024) | 8-K | 001-39463 | 3.1 | 4/22/2024 | |
| 4.1 | Warrant Agreement, dated August 20, 2020, between Colonnade Acquisition Corp. and Continental Stock Transfer & Trust Company, as warrant agent | 8-K | 001-39463 | 4.1 | 8/25/2020 | |
| 4.2 | Specimen Warrant Certificate of the Registrant | S-1 | 333-240378 | 4.2 | 8/4/2020 | |
| 4.3 | Description of Securities | * | ||||
| 4.4 | Warrant to Purchase Common Stock of Velodyne Lidar, Inc., by and between Velodyne Lidar, Inc. and Amazon.com NV Investment Holdings LLC, dated as of February 4, 2022 | 8-K | 001-38703 | 4.1 | 2/7/2022 | |
| 10.1+ | Form of Indemnification Agreement and advancement agreement | 10-Q | 001-39463 | 10.1 | 11/05/2025 | |
| 10.2 | Amended and Restated Registration Rights Agreement, by and among Ouster, Inc. and the holders party thereto | 8-K | 001-39463 | 10.2 | 3/15/2021 | |
| 10.3+ | 2021 Incentive Award Plan | 8-K | 001-39463 | 10.3 | 3/15/2021 | |
| 10.3(a)+ | Form of Stock Option Agreement under the 2021 Incentive Award Plan | 8-K | 001-39463 | 10.5(a) | 3/15/2021 | |
| 10.3(b)+ | Form of Restricted Stock Unit Agreement under the 2021 Incentive Award Plan | 8-K | 001-39463 | 10.3(b) | 3/15/2021 | |
| 10.3(c)+ | Form of Restricted Stock Grant Notice and Restricted Stock Agreement | 10-Q | 001-39463 | 10.4 | 5/13/2024 | |
| 10.4# | Manufacturing Services Agreement, dated as of March 5, 2018, by and between Ouster, Inc. and Benchmark Electronics, Inc. | S-4 | 333-251611 | 10.6 | 12/22/2020 |
| 10.5 | NNN Lease, dated September 1, 2017, by and between Ouster, Inc. and SIC-350 Treat, LLC | S-4/A | 333-251611 | 10.14 | 1/28/2021 |
| 10.5(a) | First Amendment to NNN Lease, dated January 1, 2018, by and between Ouster, Inc. and SIC-350 Treat, LLC | S-4/A | 333-251611 | 10.14(a) | 1/28/2021 |
| 10.5(b) | Second Amendment to NNN Lease, dated March 27, 2018, by and between Ouster, Inc. and SIC-350 Treat, LLC | S-4/A | 333-251611 | 10.14(b) | 1/28/2021 |
| 10.5(c) | Third Amendment to NNN Lease, dated November 15, 2021, by and between Ouster, Inc. and SIC-350 Treat, LLC | 10-K | 001-39463 | 10.6(c) | 2/28/2022 |
| 10.5(d) | Fourth Amendment to NNN Lease, dated November 15, 2021, by and between Ouster, Inc. and SIC-350 Treat, LLC | 8-K | 001-39463 | 10.6(d) | 12/19/2025 |
| 10.6+ | Third Amended and Restated Non-Employee Director Compensation Program | 10-Q | 001-39463 | 10.3 | 5/13/2024 |
| 10.7+ | Sense Photonics, Inc. 2017 Equity Incentive Plan, as amended | S-8 | 333-260576 | 99.1 | 10/29/2021 |
| 10.8(a)+ | Form of Stock Option Agreement under the Sense Photonics, Inc. 2017 Equity Incentive Plan, as amended | 10-K | 001-39463 | 10.9(a) | 2/28/2022 |
| 10.9+ | Ouster, Inc. Amended and Restated 2015 Stock Plan | S-1 | 333-254987 | 10.9 | 4/2/2021 |
| 10.9(a)+ | Form of Stock Option Agreement under the Amended and Restated 2015 Stock Plan | S-1 | 333-254987 | 10.9(a) | 4/2/2021 |
| 10.9(b)+ | Form of Early Exercise Stock Option Agreement under the Amended and Restated 2015 Stock Plan | S-1 | 333-254987 | 10.9(b) | 4/2/2021 |
| 10.9(c)+ | Form of Restricted Stock Unit Agreement under the Amended and Restated 2015 Stock Plan | S-1 | 333-254987 | 10.9(c) | 4/2/2021 |
| 10.10+ | Ouster, Inc. Amended and Restated 2022 Employee Stock Purchase Plan | DEF14A | 001-39463 | Annex A | 4/25/2024 |
| 10.11 | At Market Issuance Sales Agreement, dated May 12, 2025, by and between the Company and Oppenheimer & Co. Inc. | 8-K | 01-39463 | 1.1 | 5/12/2025 |
| 10.12+ | Offer Letter, by and between Ouster, Inc. and Darien Spencer, dated July 25, 2017 | 10-Q | 001-39463 | 10.2 | 11/8/2022 |
| 10.13+ | Executive Employment Agreement by and between Velodyne Lidar, Inc. and Mark Weinswig, dated May 3, 2022 | 10-Q | 001-38703 | 10.1 | 11/9/2022 |
| 10.14+ | Velodyne Lidar, Inc. 2020 Equity Incentive Plan | 8-K | 001-38703 | 10.2 | 10/5/2020 |
| 10.15+ | Form of Stock Option Agreement under the Velodyne Lidar, Inc. 2020 Equity Incentive Plan | 8-K | 001-38703 | 10.5 | 10/5/2020 |
| 10.16+ | Form of Restricted Stock Unit Agreement under the Velodyne Lidar, Inc. 2020 Equity Incentive Plan | S-8 | 333-269748 | 99.1(b) | 2/14/2023 |
| 10.17 | Transaction Agreement, by and between Velodyne Lidar, Inc. and Amazon.com, Inc., dated as of February 4, 2022 | 8-K | 001-38703 | 10.1 | 2/7/2022 |
| 10.18 | Ouster, Inc. Executive Change in Control and Severance Plan, Effective November 4, 2024 | 8-K | 001-39463 | 10.1 | 11/5/2024 |
| 10.19+ | Form of Participation Agreement for the Executive Change in Control and Severance Plan | 8-K | 001-39463 | 10.2 | 11/5/2024 |
| 10.20+ | Offer Letter between Kenneth P. Gianella and the Company, dated April 25, 2025 | 8-K | 001-39463 | 10.1 | 4/29/2025 | |
| 19.1 | Insider Trading Compliance Policy | * | ||||
| 21.1 | List of Subsidiaries | * | ||||
| 23.1 | Consent of PricewaterhouseCoopers LLP | * | ||||
| 31.1 | Certification of Chief Executive Officer pursuant to Rules 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended | * | ||||
| 31.2 | Certification of Chief Financial Officer pursuant to Rules 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended | * | ||||
| 32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ** | ||||
| 32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | ** | ||||
| 97.1 | Policy for Recovery of Erroneously Awarded Compensation | 10-K | 001-39463 | 97.1 | 3/28/2024 | |
| 101.INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data file because its XBRL tags are embedded within the Inline XBRL document. | * | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | * | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | * | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | * | ||||
| 101.LAB | Inline XBRL Taxonomy Label Linkbase Document | * | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | * | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) | * | ||||
| † | The annexes, schedules, and certain exhibits to this Exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The Registrant hereby agrees to furnish supplementally a copy of any omitted annex, schedule or exhibit to the SEC upon request. |
|---|---|
| # | Certain portions of this exhibit (indicated by “[***]”) have been omitted pursuant to Regulation S-K, Item 601(b)(10). |
| * | Filed herewith. |
| ** | Furnished herewith. |
| + | Indicates a management contract or compensatory plan, contract or arrangement. |
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