C4 Therapeutics, Inc.
For the period ended Dec 31, 2025. Filed Feb 26, 2026.
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FY2025 · Filed Feb 26, 2026
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Item 15. Exhibits, Financial Statement Schedules
- Financial Statements
For a list of the financial statements included herein, see Index to the Consolidated Financial Statements on page F-1 of this Annual Report on Form 10-K, incorporated into this Item by reference.
- Financial Statement Schedules
Financial statement schedules have been omitted because they are either not required or not applicable or the information is included in the consolidated financial statements or the notes thereto.
- Exhibits
| ExhibitNumber | Description of Exhibit | Form | FileNumber | Date ofFiling | ExhibitNumber | FiledHerewith |
|---|---|---|---|---|---|---|
| 3.1 | Fifth Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 001–39567 | 10/06/2020 | 3.3 | |
| 3.2 | Certificate of Amendment to the Fifth Amended and Restated Certificate of Incorporation of the Registrant | DEF14A | 001–39567 | 04/28/2023 | A | |
| 3.3 | Certificate of Amendment to the Fifth Amended and Restated Certificate of Incorporation of the Registrant | 8-K | 001–39567 | 06/18/2025 | 3.1 | |
| 3.4 | Form of Second Amended and Restated Bylaws of the Registrant | S-1 | 333–248719 | 09/10/2020 | 3.5 | |
| 4.1 | Form of Specimen Common Stock Certificate | S-1/A | 333–248719 | 09/28/2020 | 4.3 | |
| 4.2 | Form of Pre-Funded Warrant | 8-K | 001–39567 | 10/16/2025 | 4.1 | |
| 4.3 | Form of Class A Warrant | 8-K | 001–39567 | 10/16/2025 | 4.2 | |
| 4.4 | Form of Class B Warrant | 8-K | 001–39567 | 10/16/2025 | 4.3 | |
| 4.5 | Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended | X | ||||
| 10.1# | 2015 Stock Option and Grant Plan, as amended and forms of award agreements thereunder | S-1 | 333–248719 | 09/10/2020 | 10.1 | |
| 10.2# | 2020 Stock Option and Incentive Plan and forms of award agreements thereunder | 10-K | 001-39567 | 02/23/2023 | 10.2 | |
| 10.3# | Form of Non-Qualified Stock Option Agreement for Inducement Grants | 10-K | 001-39567 | 02/22/2024 | 10.19 | |
| 10.4# | 2020 Employee Stock Purchase Plan | S-1/A | 333–248719 | 09/28/2020 | 10.3 | |
| 10.5# | Senior Executive Cash Incentive Bonus Plan | S-1 | 333–248719 | 09/10/2020 | 10.4 | |
| 10.6# | Form of Director Indemnification Agreement | S-1 | 333–248719 | 09/10/2020 | 10.5 | |
| 10.7# | Form of Officer Indemnification Agreement | S-1 | 333–248719 | 09/10/2020 | 10.6 | |
| 10.8# | Form of Executive Employment Agreement | S-1 | 333–248719 | 09/10/2020 | 10.7 | |
| 10.9# | Employment Agreement between the Registrant and Andrew Hirsch, dated September 6, 2020 | S-1 | 333–248719 | 09/10/2020 | 10.8 | |
| 10.10† | Collaborative Research and License Agreement between the Registrant and Biogen MA, Inc., dated December 28, 2018 | S-1 | 333–248719 | 09/10/2020 | 10.10 | |
| ExhibitNumber | Description of Exhibit | Form | FileNumber | Date ofFiling | ExhibitNumber | FiledHerewith |
|---|---|---|---|---|---|---|
| 10.11† | Amendment No. 1 to Collaborative Research and License Agreement between the Registrant and Biogen MA, Inc., dated February 25, 2020 | 10-K | 001-39567 | 03/11/2021 | 10.11 | |
| 10.12† | Amended and Restated License Agreement among the Registrant, F. Hoffmann-La Roche Ltd and Hoffmann-La Roche Inc., dated December 20, 2018 | S-1 | 333–248719 | 09/10/2020 | 10.11 | |
| 10.13† | First Amendment to the Amended and Restated License Agreement among the Registrant, F. Hoffmann-La Roche Ltd and Hoffmann-La Roche Inc., dated November 12, 2020 | 10-K | 001-39567 | 03/11/2021 | 10.13 | |
| 10.14 | Lease by 480 Arsenal Group LLC to the Registrant, dated July 5, 2017, as amended | S-1 | 333–248719 | 09/10/2020 | 10.14 | |
| 10.15 | Third Amendment to Lease, dated November 24, 2021, by and between C4 Therapeutics, Inc. and Columbia Massachusetts Arsenal Office Properties, LLC | 8-K | 001-39567 | 11/30/2021 | 10.1 | |
| 10.16† | License and Collaboration Agreement, dated May 29, 2023, by and between C4 Therapeutics, Inc. and Betta Pharmaceuticals Co., Ltd. | 8-K | 001-39567 | 05/30/2023 | 10.1 | |
| 10.17† | Research Collaboration and License Agreement dated March 1, 2024, by and between C4 Therapeutics, Inc., and Merck KGaA, Darmstadt, Germany | 10-Q | 001-39567 | 05/08/2024 | 10.1 | |
| 10.18# | Form of Performance-Accelerated Restricted Stock Unit Award Agreement | X | ||||
| 19.1 | Company Policy on Insider Trading and Disclosure, Special Trading Procedures for Insiders, and Rule 10b5-1 Trading Plan Policy | 10-K | 001-39567 | 02/27/2025 | 19.0 | |
| 21.1 | Subsidiaries of the Registrant | X | ||||
| 23.1 | Consent of KPMG LLP, Independent Registered Public Accounting Firm | X | ||||
| 31.1 | Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2* | Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 97 | Executive Compensation Recovery Policy | 10-K | 001-39567 | 02/22/2024 | 97 | |
| ExhibitNumber | Description of Exhibit | Form | FileNumber | Date ofFiling | ExhibitNumber | FiledHerewith |
| 101.INS | Inline XBRL Instance Document | X | ||||
| 101.SCH | Inline XBRL Taxonomy Extension Schema Document | X | ||||
| 101.CAL | Inline XBRL Taxonomy Extension Calculation Linkbase Document | X | ||||
| 101.DEF | Inline XBRL Taxonomy Extension Definition Linkbase Document | X | ||||
| 101.LAB | Inline XBRL Taxonomy Extension Label Linkbase Document | X | ||||
| 101.PRE | Inline XBRL Taxonomy Extension Presentation Linkbase Document | X | ||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL document and contained in Exhibit 101) | |||||
| # | Indicates a management contract or any compensatory plan, contract or arrangement. |
|---|---|
| † | Portions of this exhibit (indicated by asterisks) will be omitted in accordance with the rules of the Securities and Exchange Commission. |
| * | Exhibits 32.1 and 32.2 are being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liability of that section, nor shall such exhibit be deemed to be incorporated by reference in any registration statement or other document filed under the Securities Act, or the Exchange Act, except as otherwise stated in such filing. |
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