ROKU, INC
For the period ended Dec 31, 2025. Filed Feb 13, 2026.
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FY2025 · Filed Feb 13, 2026
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Item 9B. Other Information
Insider Trading Arrangements
During the three months ended December 31, 2025, each of the following officers (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
| Name | Action | Adoption/Termination Date | Trading Arrangement | Total Shares of Class A Common Stock to be Sold | Expiration Date |
|---|---|---|---|---|---|
| Rule 10b5-1* | Non-Rule 10b5-1** | ||||
| Anthony Wood***(Chief Executive Officer, President, and Chairman) | Adoption | November 19, 2025 | X | 384,000 | September 9, 2026 |
| Charles Collier (President, Roku Media) | Adoption | November 25, 2025 | X | 642,753 | December 31, 2026 |
| Christopher Handman (Senior Vice President and General Counsel) | Adoption | November 26, 2025 | X | 47,593 | December 31, 2026 |
| Mustafa Ozgen(President, Devices, Products, and Technology) | Adoption | November 24, 2025 | X | 39,471 | November 24, 2026 |
| Termination | November 1, 2025 | X | 53,492 | November 26, 2025 | |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Trading arrangement adopted by the Wood Revocable Trust, of which Mr. Wood and his spouse are co-trustees.
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