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Midas Edge

NewtekOne, Inc.

For the period ended Sep 30, 2025. Filed Nov 7, 2025.

View on SEC.gov

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2025 · Filed Nov 7, 2025

NEWT$10.70+0.3%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

See the whole filing, with its images and exhibits
Contents

Unaudited)

NEWTEKONE, INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY (UNAUDITED)
(In Thousands, except for Per Share Data)
Series A Preferred stock · Series B Preferred stock · Common stock · Retained earnings · Additional paid-in capital · Accumulated other comprehensive income (loss), net of income taxes · Total shareholders' equity
Shares · Amount · Shares · Amount · Shares · Amount
Balance at June 30, 202520$19,738——26,317$525$69,995$221,914$8$312,180
Stock-based compensation expense, net of forfeitures———————611—611
Dividends declared related to RSA, net of accrued dividends forfeited————(3)—(54)54——
Purchase of vested stock for employee payroll tax withholding————(90)(1)—(1,066)—(1,067)
Restricted stock awards, net of forfeitures————(33)(1)———(1)
ESPP issuances————6——70—70
Issuance of preferred stock, net of issuance costs——5048,181(54)(1)—1—48,181
Securities purchase and exchange agreement(20)(19,738)——2,30846—29,447—9,755
Issuance of common stock, net of offering costs————4259—5,081—5,090
Amortization of offering costs related to ATM Program———————(149)—(149)
Dividends declared common shares ($0.19/share)——————(5,389)——(5,389)
Dividends declared preferred shares ($9.44/share)——————(472)——(472)
Net income——————17,901——17,901
Other comprehensive loss, net of tax————————(3)(3)
Balance at September 30, 2025—$—50$48,18128,876$577$81,981$255,963$5$386,707
NEWTEKONE, INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY (UNAUDITED)
(In Thousands, except for Per Share Data)
Series A Preferred stock · Common stock · Retained earnings · Additional paid-in capital · Accumulated other comprehensive income (loss), net of income taxes · Total shareholders' equity
Shares · Amount · Shares · Amount
Balance at June 30, 202420$19,73825,852$517$38,251$215,633$(137)$274,002
Stock-based compensation expense, net of forfeitures—————913—913
Dividends declared related to RSA, net of accrued dividends forfeited——8—(114)114——
Purchase of vested stock for employee payroll tax withholding——(4)——(46)—(46)
Restricted stock awards, net of forfeitures——1583———3
ESPP issuances——4——48—48
Dividends declared common shares ($0.19/share)————(4,837)——(4,837)
Dividends declared preferred shares ($20.00/share)————(400)——(400)
Net income————11,934——11,934
Other comprehensive income, net of tax——————168168
Balance at September 30, 202420$19,73826,018$520$44,834$216,662$31$281,785
NEWTEKONE, INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY (UNAUDITED)
(In Thousands, except for Per Share Data)
Series A Preferred stock · Series B Preferred stock · Common stock · Retained earnings · Additional paid-in capital · Accumulated other comprehensive income (loss), net of income taxes · Total shareholders' equity
Shares · Amount · Shares · Amount · Shares · Amount
Balance at December 31, 202420$19,738——26,291$526$57,773$218,266$(21)$296,282
Stock-based compensation expense, net of forfeitures———————3,972—3,972
Dividends declared related to RSA, net of accrued dividends forfeited————261(421)420——
Purchase of vested stock for employee payroll tax withholding————(95)(1)—(1,136)—(1,137)
Restricted stock awards, net of forfeitures————(31)(2)———(2)
Retirement of common shares————(13)(1)—(166)—(167)
ESPP issuances————19——227—227
Issuance of common stock, net of offering costs————4259—5,081—5,090
Issuance of preferred stock, net of issuance costs——5048,181(54)(1)—1—48,181
Securities purchase and exchange agreement(20)(19,738)——2,30846—29,447—9,755
Amortization of offering costs related to ATM Program———————(149)—(149)
Dividends declared common shares ($0.38/share)——————(15,070)——(15,070)
Dividends declared preferred shares ($25.44/share)——————(1,272)——(1,272)
Net income (loss)——————40,971——40,971
Other comprehensive income, net of tax————————2626
Balance at September 30, 2025—$—50$48,18128,876$577$81,981$255,963$5$386,707
NEWTEKONE, INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF CHANGES IN SHAREHOLDERS’ EQUITY (UNAUDITED)
(In Thousands, except for Per Share Data)
Series A Preferred stock · Common stock · Retained earnings · Additional paid-in capital · Accumulated other comprehensive income (loss), net of income taxes · Total shareholders' equity
Shares · Amount · Shares · Amount
Balance at December 31, 202320$19,73824,680$492$28,051$200,913$(148)$249,046
Stock-based compensation expense, net of forfeitures—————2,244—2,244
Dividends declared related to RSA, net of accrued dividends forfeited——20—(265)265——
Purchase of vested stock for employee payroll tax withholding——(25)——(299)—(299)
Restricted stock awards, net of forfeitures——2285———5
ESPP issuances——15——167—167
Amortization of offering costs—————(423)—(423)
Issuance of common stock, net of offering costs——1,10023—13,795—13,818
Dividends declared common shares ($0.38/share)————(14,281)——(14,281)
Dividends declared preferred shares ($60.00/share)————(1,200)——(1,200)
Net income————32,529——32,529
Other comprehensive income, net of tax——————179179
Balance at September 30, 202420$19,73826,018$520$44,834$216,662$31$281,785
ContentsView on SEC.gov

The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.