Eos Energy Enterprises, Inc.
For the period ended Sep 30, 2025. Filed Nov 5, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Nov 5, 2025
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Item 5. Other Information
Rule 10b5-1 Trading Plans
Our directors and officers (as defined in Section 16 of the Exchange Act (“Section 16”)) may from time to time enter into plans for the purchase or sale of Eos stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
During the three months ended September 30, 2025, the following Section 16 officers adopted new Rule 10b5-1 trading arrangements (as defined in Item 408(a) of Regulation S-K):
Joseph Mastrangelo, Chief Executive Officer and Director: Adopted a new Rule 10b5-1 trading plan on September 11, 2025.
Nathan Kroeker, Chief Commercial Officer and Interim Chief Financial Officer: Adopted a new Rule 10b5-1 trading plan on September 15, 2025.
Michael Silberman, Chief Legal Officer and Corporate Secretary: Adopted a new Rule 10b5-1 trading plan on September 15, 2025.
Sumeet Puri, Chief Accounting Officer: Adopted a new Rule 10b5-1 trading plan on September 12, 2025.
The Rule 10b5-1 trading arrangements described above terminate on September 30, 2026 and provide for the sale of a predetermined percentage of each Section 16 officer’s restricted stock unit award vesting, sufficient to cover the tax liability for each such Section 16 officer.
In addition, during the three months ended September 30, 2025, the following Section 16 officers terminated previously existing Rule 10b5-1 trading arrangements:
Nathan Kroeker, Chief Commercial Officer and Interim Chief Financial Officer: Terminated a prior Rule 10b5-1 trading plan on September 15, 2025.
Michael Silberman, Chief Legal Officer and Corporate Secretary: Terminated a prior Rule 10b5-1 trading plan on September 15, 2025.
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