ROKU, INC
For the period ended Sep 30, 2025. Filed Oct 31, 2025.
View on SEC.govAbout this filing
A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Oct 31, 2025
Extracted filing text, with the paragraph anchors used by the comparison.
See the whole filing, with its images and exhibitsContents
Other Information
Item 5. Other Information
Insider Trading Arrangements
During the three months ended September 30, 2025, the following officers (as defined in Rule 16a-1(f) under the Exchange Act) and directors of the Company adopted orterminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
| Name | Action | Adoption/Termination Date | Trading Arrangement | Total Shares of Class A Common Stock to be Sold | Expiration Date |
|---|---|---|---|---|---|
| Rule 10b5-1* · Non-Rule 10b5-1** | |||||
| Matt Banks* (Vice President, Chief Accounting Officer) | Adoption | 8/5/2025 | X | 18,509 | 11/6/2026 |
| Neil Hunt* (Director) | Adoption | 8/5/2025 | X | 26,000 | 11/4/2026 |
| Anthony Wood***(Chief Executive Officer, President, and Chairman) | Adoption | 8/25/2025 | X | 750,000 | 6/9/2026 |
| Dan Jedda* (Chief Financial Officer and Chief Operating Officer) | Adoption | 9/3/2025 | X | 78,000 | 12/31/2026 |
| Gilbert Fuchsberg* (President, Subscriptions, Partnerships, and Corporate Development) | Adoption | 9/12/2025 | X | 56,756 | 12/11/2026 |
- Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
*** Trading arrangement adopted by The Wood Revocable Trust, of which Mr. Wood and his spouse are co-trustees.
The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.