Mirion Technologies, Inc.
For the period ended Sep 30, 2025. Filed Oct 29, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2025 · Filed Oct 29, 2025
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ITEM 5. Other Information
(a)None.
(b)None.
(c)During the three months ended September 30, 2025, no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the Company adopted orterminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” as each term is defined in Item 408(a) of Regulation S-K, except as set forth below:
| Name and Title | Action | Applicable | Duration of Trading Arrangement | Rule 10b5-1 Trading Arrangement?(Y/N)(1) | Aggregate Number of Securities Subject to Trading Arrangement |
|---|---|---|---|---|---|
| Brian Schopfer Chief Financial Officer(2) | Adopt | August 7, 2025 | November 6, 2025 - November 5, 2026 | Y | 100,000 |
| Emmanuelle Lee Chief Legal Officer, Chief Compliance Officer and Corporate Secretary(3) | Adopt | August 11, 2025 | November 10, 2025 - August 31, 2026 | Y | 50,000 |
(1) Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1(c).
(2) Reflects shares of Class B common stock of the Company held of record by Mr. Schopfer to be sold in two (2) installments of 50,000 shares each for the duration of the trading arrangement, subject to a limit price. The shares of Class B common stock will be exchanged for shares of Class A common stock of the Company if sales are triggered under the trading arrangement.
(3) Reflects shares of Class B common stock of the Company held by record by Ms. Lee to be sold in four (4) installments of 12,500 shares each for the duration of the trading arrangement, subject to a limit price. The shares of Class B common stock will be exchange for shares of Class A common stock of the Company if sales are triggered under the trading arrangement.
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