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SWK Holdings Corp

For the period ended Mar 31, 2025. Filed May 15, 2025.

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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 15, 2025

SWKHL$25.21+0.1%Stored close · as of Nov 2, 2026

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Item 5. Other Information

On May 12, 2025, each member of our Board of Directors and each of our officers, including Mr. Jody Staggs and Mr. Adam Rice, entered into amended and restated indemnification agreements with the Company (the “indemnification agreements”). The indemnification agreements provide the Company’s officers and directors with contractual rights to indemnification and, in some cases, expense advancement in any action or proceeding arising out of their respective services as one of the Company's officers or directors, or as a director or officer of any other company or enterprise to which they may provide services at the Company's request.

The foregoing summary of the indemnification agreements does not purport to be complete and is qualified in its entirety by reference to the full text of the indemnification agreements, which are filed with this Quarterly Report on Form 10-Q as Exhibits 10.2 and 10.3 and are incorporated herein by reference.

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