Innventure, Inc.

For the period ended Mar 31, 2025. Filed May 15, 2025.

About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Mar 31, 2025 · Filed May 15, 2025

INV$0.14-10.5%Stored close · as of Nov 6, 2026

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Contents

Item 1. Financial Statements (Unaudited) (no text here)

Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations (no text here)

Item 3. Quantitative and Qualitative Disclosures About Market Risk (no text here)

Item 4. Controls and Procedures Item 1A. Risk Factors

Item 5. Other Information (no text here)

Item 6. Exhibits Item Item 2. Results of Operations for the three months ended March 31, 2025 (Successor) and three months ended March 31, 2024 (Predecessor) (in thousands, except as otherwise noted)

PART II

PART II Item 3. Defaults Upon Senior Securities Item Item Exhibits Signatures

Item

Recent Sales of Unregistered Equity Securities

On January 8, 2025, the Company issued Yorkville 50,000 shares of Common Stock at an effective price of $12.85 per share; on January 23, 2025, the Company issued Yorkville 4,617 shares of Common Stock at an effective price of $12.37 per share; and on January 31, 2025, the Company issued Yorkville 19,376 shares of Common Stock at an effective price of $11.93 per share, each pursuant to the terms of the SEPA. The Company issued each of the foregoing securities in transactions not involving an underwriter and not requiring registration under Section 5 of the Securities Act in reliance on the exemption afforded by Section 4(a)(2) thereof or Regulation D promulgated under the Securities Act.

Issuer Repurchases of Securities

None.

Not applicable.

Insider Trading Arrangements

During the fiscal quarter ended March 31, 2025, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted, terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).

ContentsView on SEC.gov

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