Ares Management Corp
For the period ended Mar 31, 2025. Filed May 12, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 12, 2025
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Item 5. Other Information
Rule 10b5-1 Trading Plans
During the three months ended March 31, 2025, certain executive officers and directors of the Company or a vehicle controlled by them (each, a “Plan Participant”) entered into Rule 10b5-1 trading plan (a “Rule 10b5-1 Trading Plan”) to sell shares of the Company’s Class A common stock, in each case, subject to any applicable volume limitations.
The table below provides certain information regarding each Plan Participant’s Rule 10b5-1 Trading Plan.
| Name and Title | Plan Date | Maximum Shares That May Be Sold Under the Plan | Plan Expiration Date |
|---|---|---|---|
| Bennett Rosenthal, Director, Co-Founder and Chairman of Private Equity Group | February 13, 2025 | 125,000 | November 14, 2025 |
| David Kaplan, Director and Co-Founder | February 13, 2025 | 125,000 | November 14, 2025 |
A Rule 10b5-1 Trading Plan is a written document that pre-establishes the amounts, prices and dates (or formulas for determining the amounts, prices and dates) of future purchases or sales of the Company’s common stock, including, if applicable, shares issued upon exercise of stock options or vesting of unvested awards.
Each Plan Participant’s Rule 10b5-1 Trading Plan wasadopted during an authorized trading period and when such Plan Participant was not in possession of material non-public information and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.
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