Cboe Global Markets Inc
For the period ended Mar 31, 2025. Filed May 2, 2025.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2025 · Filed May 2, 2025
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Item 5. Other Information
Securities Trading Plans of Executive Officers and Directors
During the three months ended March 31, 2025, our executive officers and directors adopted orterminated contracts, instructions, or written plans for the purchase or sale of our securities as noted below:
| Name and Title | Date of Adoptionof Trading Plan | Scheduled Expiration Date of Trading Plan(1) | Aggregate Number of Securitiesto Be Purchased or Sold |
|---|---|---|---|
| Christopher IsaacsonExecutive Vice President, Chief Operating Officer | 2/14/2025 (2) | 9/30/2025 | Sale of up to 10,000 shares of common stock |
| Catherine ClayExecutive Vice President, Global Head of Derivatives | 2/19/2025 (2) | 5/29/2026 | Sale of up to (i) 2,870 shares of common stock, (ii) 50% of the net shares issued upon the vesting of 4,434 time-based restricted stock units after withholding of shares to cover taxes and (iii) 50% of the net shares issued upon the vesting of 2,836 performance-based restricted stock units after withholding of shares to cover taxes(3) |
(1)The trading plan may also expire on such earlier date as all transactions under the trading plan are completed.
(2)Intended to satisfy the affirmative defense of Rule 10b5-1(c).
(3)Each time-based restricted stock unit or performance-based restricted stock unit represents the right, upon vesting, to receive one share of common stock. The number of performance-based restricted stock units that will vest will vary from 0% to 200% of the target number.
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