AlTi Global, Inc.
For the period ended Dec 31, 2024. Filed Mar 17, 2025.
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FY2024 · Filed Mar 17, 2025
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Item 9B. Other Information
(a) On March 14, 2025, the Board determined that, based upon the ongoing transition of duties to the Company’s recently appointed Chief Financial Officer, Michael Harrington, and the involvement of the Company’s President & Chief Operating Officer, Kevin Moran, in the preparation of the Company’s financial statements and this Annual Report on Form 10-K, that Mr. Moran is acting as the Company’s principal financial officer and, by resolution dated such date, designated Mr. Moran as Interim Principal Financial Officer for a period from March 14, 2025 through March 31, 2025. At the end of such interim period, Mr. Harrington will become the Company’s Principal Financial Officer.
(b) During the year ended December 31, 2024, none of our officers or directors adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K.
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